Wealth Management Associate: Affluent Client Relations

U.S. Bank; Town of Brookfield (WI); In loco; USD 28.000 - 36.000; Tempo pieno

Vantaggi offerti da questo lavoro

Healthcare (medical, dental, vision)

401(k) plan

Paid vacation

Paid holidays

Adoption assistance

Sick leave

Descrizione del lavoro

U.S. Bank in Wisconsin is seeking a capable administrative specialist to support Investment Relationship Managers in investment sales.

You will handle scheduling, prepare investment proposals, and maintain client files in accordance with firm record-keeping requirements. The role also involves assisting in business development, coordinating marketing campaigns, and liaising with internal departments to advance joint initiatives, while ensuring regulatory standards and licenses are kept up to

Competenze

• Experience with the policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards and all applicable regulatory bodies, ensuring regulatory standards are met
• Ability to contact and profile existing clients, leads, and prospects
• Prior sales and service experience relating to Brokerage and Investment Advisory business is preferred
• Proven understanding of operations, policies, procedures, regulations and compliance requirements
• Strong analytical skills with an emphasis on detail
• Ability to handle multiple assignments simultaneously and work with deadlines while maintaining accuracy
• Effective communication and organizational skills necessary for day to day relationship management with both internal and external clients and partners
• Proficient with Microsoft Office applications and demonstrates capacity to quickly adapt to proprietary software

Mansioni

• Provide sales, processing, operational, administrative and customer service support to Investment Relationship Managers.
• Prepare investment proposals/reviews/routine correspondence and organize paper flow in adherence to the firm’s record-keeping requirements.
• Maintain client files and supplies and answer phones; open and disseminate mail.
• Assist in business development by meeting existing or new prospects and coordinating marketing campaigns and joint initiatives.

Conoscenze

Brokerage industry knowledge

Client profiling

Sales and service experience

Regulatory compliance knowledge

Analytical skills

Multi-tasking under deadlines

Communication and organization

Microsoft Office proficiency

Formazione

High school diploma

Bachelor's degree preferred

Strumenti

Microsoft Office

Descrizione del lavoro

U.S. Bank in Wisconsin is seeking a capable administrative specialist to support Investment Relationship Managers in investment sales.

You will handle scheduling, prepare investment proposals, and maintain client files in accordance with firm record-keeping requirements. The role also involves assisting in business development, coordinating marketing campaigns, and liaising with internal departments to advance joint initiatives, while ensuring regulatory standards and licenses are kept up to