Wealth Investment & Client Retention Specialist

First Citizens Wealth; Raleigh (NC); On-site; USD 40,000 - 55,000; Full time

Job summary

First Citizens Wealth in Raleigh, NC is seeking a Retention Specialist to manage existing client relationships and support their financial needs. This entry-level role focuses on identifying clients' financial situations and making suitable introductions to senior specialists.

The ideal candidate will have a Bachelor's Degree with 1 year of relevant experience or a High School Diploma with 5 years of experience. The role emphasizes sales outreach to mass affluent clients and ensuring compliance with regulations.

Qualifications

• 1 year of experience in Registered Securities Representative required.
• 5 years of experience in Registered Securities Representative with High School Diploma.
• Call Center and/or Client Service experience is preferred.

Responsibilities

• Promote investment and securities products to affluent clients.
• Ensure timely processing of client requests and communication.
• Establish rapport with clients to identify financial needs.

Skills

Knowledge of investment and financial markets

Education

Bachelor's Degree in a relevant field

High School Diploma or GED

Job description

Overview

Join First Citizens Bank and be part of a team dedicated to helping clients build stronger financial futures. From banking and lending to investments, insurance, and wealth planning, the First Citizens Wealth team provides comprehensive solutions backed by trusted expertise. Here, your work helps power meaningful progress for the clients and communities we serve.

Overview

Join First Citizens Bank and be part of a team dedicated to helping clients build stronger financial futures. From banking and lending to investments, insurance, and wealth planning, the First Citizens Wealth team provides comprehensive solutions backed by trusted expertise. Here, your work helps power meaningful progress for the clients and communities we serve.

The retention specialist is an entry level role that is responsible for managing a preassigned book of existing relationships and looking for ways to grow and retain the client base. This position is responsible for developing an understanding of every client or prospect's financial situation and making introductions to senior specialists and partners where suitable. The team works with Mass Affluent clients that have an existing investment relationship with First Citizens Investor Services (FCIS). Partners with internal lines of business to increase new business while serving clients' financial goals and needs.

Responsibilities

• Sales - Promotes investment and securities products through sales outreach and calling efforts to mass affluent clients or prospects. Consults with clients and prospects to determine their financial needs. Provides a solution from the Bank's offered products, or refers them to banking partners as appropriate.
• Client Service - Facilitates client retention and satisfaction by ensuring timely processing of client requests, workflow, and communication. Provides periodic reviews for clients and answers inquiries regarding their investments.
• Risk Management - Ensures compliance throughout activities with all applicable regulations, policies, and procedures.
• Relationship Development - Establishes a rapport with clients to identify financial needs and leverage sales opportunities. Serves as a relationship management point of contact for clients calling in. Build rapport with internal centers of influence to source new client opportunities.
  
  

Qualifications

Bachelor's Degree and 1 years of experience in Registered Securities Representative OR High School Diploma or GED and 5 years of experience in Registered Securities Representative

Preferred Area of Experience: Call Center and/or Client Service experienceLicense or Certification Type: Possess state-specific life and health insurance licenses Required, Possess valid Series 7, 63, 65 or 66 licenses PreferredSkill(s): Knowledge of investment and financial markets

Benefits are an integral part of total rewards and First Citizens Bank is committed to providing a competitive, thoughtfully designed and quality benefits program to meet the needs of our associates. More information can be found at https://jobs.firstcitizens.com/benefits.