Wealth & Investment Advisor – Bank Channel

Cetera Financial Group; Hot Springs (AR); On-site; USD 44,000 - 150,000; Full time

Benefits offered by this job

401K with Company Match

Health & Vision Benefits

Paid Vacation

Job summary

Regions Bank is seeking a Financial Advisor to establish and manage a portfolio of bank customers, delivering coordinated investment guidance and planning based on each client’s financial goals. The role emphasizes customer focus, relationship building, and adherence to compliance in a branch setting.

The ideal candidate will have Series 7, Series 63/65 or 66, and a Life Insurance license within 60 days. Bonus potential and incentive plans are noted, with total compensation potential highlighted

Qualifications

• High School Diploma or GED required.
• Six months of related experience.
• Series 7 required.
• Series 63 & 65 or Series 66 required.
• Life Insurance License must be obtained within 60 days from employment start date.

Responsibilities

• Provides a broad range of investment solutions and products to help meet customer goals and offer in-depth guidance through Financial Planning services.
• Identifies and follows up on opportunities to establish customer relationships including prospecting, lead utilization, and local market/community involvement.
• Builds and maintains a strong client network and pipeline.
• Provides and demonstrates expert-level portfolio planning skills and comprehensive industry and investment knowledge.
• Conducts and/or participates in investment performance and relationship reviews.
• Keeps junior staff informed about investment products and opportunities.
• Adheres to compliance requirements and follows corporate and industry protocols.

Education

High School Diploma or GED

6 months of related experience

Job description

Regions Bank is seeking a Financial Advisor to establish and manage a portfolio of bank customers, delivering coordinated investment guidance and planning based on each client’s financial goals. The role emphasizes customer focus, relationship building, and adherence to compliance in a branch setting.

The ideal candidate will have Series 7, Series 63/65 or 66, and a Life Insurance license within 60 days. Bonus potential and incentive plans are noted, with total compensation potential highlighted