Wealth Compliance & Onboarding Associate

SRI Conference; Salt Lake City (UT); On-site; USD 95,000 - 135,000; Full time

Job summary

Goldman Sachs is seeking an Associate for Ongoing Client Readiness in Salt Lake City. You will monitor evolving regulatory requirements (CDD, KYC, CIP, AML) and apply guidance to daily operations. The role includes improving due diligence workflows, verifying client information, and collaborating with legal and compliance to manage risk.

You will analyze data, identify discrepancies, and prioritize tasks to meet SLAs in a fast-paced environment while ensuring regulatory adherence.

Qualifications

• Master's degree (US or foreign equivalent) in Finance, Business Administration, Accounting, Regulatory Science, or related field and 1 year of experience OR Bachelor's degree in same fields with 3 years experience.
• Experience with Alteryx to run data analysis and build workflows, and SQL to prepare/run queries for Rolling Review items.
• Experience with project management activities including UAT testing, test script generation, and coordinating testing with business stakeholders.

Responsibilities

• Monitor regulatory requirements related to CDD, KYC, CIP, and AML in Salt Lake City.
• Support process improvements to due diligence and compliance workflows.
• Verify and authenticate client information and documents for onboarding and ongoing diligence.
• Collaborate with legal, compliance, and internal stakeholders to share risk assessment information.

Skills

Regulatory knowledge

Data analysis

Risk assessment

Project management

Attention to detail

Education

Master's degree in Finance/Regulatory Science

Bachelor's degree in Finance/Accounting/Regulatory Science

Tools

Alteryx

SQL

Job description

Goldman Sachs is seeking an Associate for Ongoing Client Readiness in Salt Lake City. You will monitor evolving regulatory requirements (CDD, KYC, CIP, AML) and apply guidance to daily operations. The role includes improving due diligence workflows, verifying client information, and collaborating with legal and compliance to manage risk.

You will analyze data, identify discrepancies, and prioritize tasks to meet SLAs in a fast-paced environment while ensuring regulatory adherence.