Wealth Client Services Specialist

D.A. Davidson; Newport Beach (CA); Presencial; USD 36.000 - 44.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical, Dental and Vision

Company 401(k) and ESOP contribution

Paid holidays

Tuition Reimbursement ($15,000 limit)

Charitable gift-matching program

Descripción de la vacante

D.A. Davidson Companies, Newport Beach, CA, is seeking an exceptional individual to join a high-producing team. This role requires outstanding attention to detail, client service excellence, and strict integrity with confidential information.

Typical duties include supporting financial advisors, processing accounts, and executing trades while adhering to firm and regulatory policies. The position emphasizes staff collaboration, professional development, and a commitment to community impact.

Formación

• Successful completion of SIE and Series 7 and Series 66 (or 63/65) or the ability to obtain licensing.
• Significant knowledge of the securities industry and products.
• Strong communication and client service skills.
• Ability to balance multiple requests in a deadline-oriented environment.

Responsabilidades

• Provide professional customer service supporting client satisfaction and regulatory communications.
• Adhere to Branch, Firm and Compliance policies and procedures.
• Review and process account documents; inform FA of activities.
• Assist FA with comprehensive financial plans for clients.
• Assist FA with client mailings, communications and events.
• Enter orders for trades and transfers; support admin tasks.
• Other projects and duties as assigned.

Conocimientos

SIE Certification

Series 7

Series 66/63/65

Securities industry knowledge

MS Word, Excel, Outlook

Client communication

Attention to detail

Multitasking

Overtime flexibility

Educación

High school graduate

Post-secondary education preferred

Herramientas

Thomson ONE

Envestnet

CRM

MoneyGuide Pro

Descripción del empleo

D.A. Davidson Companies, Newport Beach, CA, is seeking an exceptional individual to join a high-producing team. This role requires outstanding attention to detail, client service excellence, and strict integrity with confidential information.

Typical duties include supporting financial advisors, processing accounts, and executing trades while adhering to firm and regulatory policies. The position emphasizes staff collaboration, professional development, and a commitment to community impact.