Wealth Associate: Investment Research & Planning

LPL Financial LLC; Dickinson (ND); On-site; USD 73,000 - 122,000; Full time

Benefits offered by this job

401K matching

Health benefits

Paid time off

Job summary

LPL Financial LLC in the United States seeks a Wealth Associate to support financial advisors with investment research, portfolio analysis, and financial planning tasks. You will contribute to asset allocation recommendations and client reporting, helping advisors grow practices and deliver strong client outcomes.

The role emphasizes collaboration with advisors, data-driven analysis, and delivering a high-quality client experience across research, reporting, and relationship management.

Qualifications

• Active FINRA Series 7 and Series 66 licenses are required.
• 2+ years of client service experience, preferably within financial services or wealth management.
• Bachelor's degree in Finance, Business Administration, Economics, or related field.

Responsibilities

• Assist financial advisors with investment research, portfolio analysis, and financial planning activities.
• Develop and support customized asset allocation recommendations and investment solutions aligned with client goals.
• Analyze portfolio performance reports and identify opportunities for discussion or portfolio adjustments by advisors.
• Prepare client-facing investment reports and financial planning materials.
• Support advisor business development and client relationship management activities.
• Conduct business analytics and reporting to support practice growth and operational effectiveness.
• Research market, industry, and investment information to support advisor recommendations.
• Maintain accurate client records and documentation utilizing CRM and business systems.
• Collaborate with internal partners to resolve client inquiries and support advisor needs.

Skills

FINRA Series 7

FINRA Series 66

Client service

Education

Bachelor's degree in Finance or related field

Tools

CRM systems

Portfolio analysis software

Job description

LPL Financial LLC in the United States seeks a Wealth Associate to support financial advisors with investment research, portfolio analysis, and financial planning tasks. You will contribute to asset allocation recommendations and client reporting, helping advisors grow practices and deliver strong client outcomes.

The role emphasizes collaboration with advisors, data-driven analysis, and delivering a high-quality client experience across research, reporting, and relationship management.