Wealth Associate

LPL Financial LLC; Dickinson (ND); In loco; USD 73.000 - 122.000; Tempo pieno

Vantaggi offerti da questo lavoro

401K matching

health benefits

employee stock options

paid time off

volunteer time off

Descrizione del lavoro

LPL Financial is seeking a Wealth Associate to support investment research, portfolio analysis, and financial planning for financial advisors within the Field Management organization. You will assist with research, reporting, and client relationship support to help advisors deliver a high-quality client experience.

The role requires active FINRA Series 7 and 66 licenses and 2+ years of client service experience, preferably in financial services.

Competenze

• Active FINRA Series 7 and Series 66 licenses are required.
• 2+ years of client service experience in financial services or wealth management is preferred.
• Experience supporting financial advisors or wealth management teams is a plus.

Mansioni

• Assist financial advisors with investment research, portfolio analysis, and financial planning activities.
• Develop and support asset allocation recommendations and investment solutions aligned with client goals.
• Analyze portfolio performance reports and identify opportunities for discussion or adjustments by advisors.
• Prepare client-facing investment reports and presentation content.
• Support advisor business development and client relationship management activities.
• Conduct business analytics and reporting to support growth initiatives and operational effectiveness.
• Research market, industry, and investment information to support recommendations.
• Maintain accurate client records using CRM and business systems.
• Collaborate with internal partners to resolve inquiries and support advisor needs.

Conoscenze

FINRA Series 7

FINRA Series 66

Client service experience

Formazione

Bachelor's degree in Finance or related field

Descrizione del lavoro

Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you'll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals.

Job Overview:

The Wealth Associate provides investment and practice management support to financial advisors within the Field Management organization. This role is responsible for assisting with investment research, portfolio analysis, asset allocation recommendations, financial planning support, and business analytics. The Wealth Associate helps advisors deliver a high-quality client experience through effective research, reporting, and relationship support.

Responsibilities:

• Assist financial advisors with investment research, portfolio analysis, and financial planning activities.
• Develop and support customized asset allocation recommendations and investment solutions aligned with client goals and objectives.
• Analyze portfolio performance reports and identify opportunities for discussion or potential portfolio adjustments by financial advisors.
• Prepare client-facing investment reports, financial planning materials, and presentation content.
• Support advisor business development and client relationship management activities.
• Conduct business analytics and reporting to support practice growth initiatives and operational effectiveness.
• Research market, industry, and investment-related information to support advisor recommendations.
• Maintain accurate client records and documentation utilizing applicable CRM and business systems.
• Collaborate with internal partners and stakeholders to resolve client inquiries and support advisor needs.
• Contribute to delivering a positive and consistent client experience through responsive and professional service.

Requirements:

• Active FINRA Series 7 and Series 66 licenses.
• 2+ years of client service experience, preferably within financial services, wealth management, banking, or a related industry.

Preferences:

• Bachelor's degree in Finance, Business Administration, Economics, or a related field.
• Experience supporting financial advisors, wealth management teams, or investment professionals.
• Knowledge of portfolio management concepts, asset allocation strategies, and financial planning principles.
• Experience preparing investment presentations and client review materials.
• Familiarity with advisor practice management and business development support activities.

Pay Range: $73,130.00 - $121,849.00 Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location.

Benefits:

• 401K matching
• health benefits
• employee stock options
• paid time off
• volunteer time off
• and more

Company Overview:

LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediator marketplace(6) , LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.3 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses.

LPL Financial is the nation's largest independent broker-dealer.* Our company is widely known for its financial strength, exceptional service, and favorable industry reputation among financial professionals. To understand who we are, it's important to know our core belief: financial guidance is a fundamental need for everyone. LPL Financial creates the space to let you do what you do best - create personal, long-term client relationships that turn financial aspirations into realities. Each year, thousands of financial professionals successfully manage billions of dollars in assets. Because our company is not too big and not too small, you can seize the opportunity to make a real impact. To learn more about our organization visit our About LPL page.

Principals only.

EOE.