Wealth Advisory & Client Solutions Associate

UBS; Charlotte (AR); On-site; USD 55,000 - 75,000; Full time

Job summary

UBS Wealth Advice Center in Charlotte, NC and Dallas, TX, is seeking a Wealth Management Associate. You will participate in an extensive curriculum led by experienced professionals and work with internal partners to support money movement services.

Role emphasizes client-focused service, collaboration with Financial Advisors, and adherence to UBS policies and regulatory requirements, while developing skills in disbursement activities.

Qualifications

• Bachelor's degree or equivalent required.
• SIE to be completed 30 days before joining UBS.
• Series 7 and Series 66 to be obtained within 150 days.
• Strong client-focused communication and active listening.
• Ability to work in a fast-paced environment with accuracy.

Responsibilities

• Participate in Wealth Management Associate curriculum with experienced professionals.
• Serve existing clients with timely, accurate money movement solutions.
• Collaborate with Financial Advisors, Operations, and Risk teams.
• Act as a subject matter expert on money movement, wires, ACH, and checks.
• Support front and back office operations following UBS policies and controls.
• Own service requests from initiation to completion with proper documentation.
• Communicate clearly and deliver timely resolutions to client inquiries.
• Educate clients on money movement processes and timelines.
• Uphold compliance and regulatory controls to protect clients and UBS.

Skills

Client-focused communication

Team collaboration

Attention to detail

Growth mindset

Strong interpersonal skills

Education

Bachelor's degree or equivalent

SIE certification

Series 7 & 66 within 150 days

Tools

Microsoft Office

Excel

Outlook

Word

Job description

UBS Wealth Advice Center in Charlotte, NC and Dallas, TX, is seeking a Wealth Management Associate. You will participate in an extensive curriculum led by experienced professionals and work with internal partners to support money movement services.

Role emphasizes client-focused service, collaboration with Financial Advisors, and adherence to UBS policies and regulatory requirements, while developing skills in disbursement activities.