Wealth Advisor – Personalized Investment Planning

TD; Auburn (ME); On-site; USD 72,000 - 108,000; Full time

Job summary

TD Wealth is seeking a Financial Advisor in Auburn, ME to provide financial planning guidance and investment management solutions. You will serve as the central contact, review client goals, and make recommendations aligned to client objectives, aiming to grow wallet share.

Ideal candidates have 2+ years of financial advisory experience, necessary licenses, and strong communication skills. This role requires daily client interactions, planning reviews, and collaboration with TD Wealth teams to

Qualifications

• Bachelor's degree strongly preferred.
• 2+ years providing financial advice and planning.
• Licensing: SIE, Series 7, Series 63 (66 optional) or ability to obtain.
• Strong communication and organizational skills.
• Willingness to travel within the assigned market.

Responsibilities

• Provide financial planning guidance and investment recommendations to TD Wealth clients.
• Develop and maintain strong client relationships to grow wallet share.
• Ensure on-boarding, client reviews (ACR) and regulatory compliance.
• Collaborate with TD Wealth partners and affiliates to deliver comprehensive solutions.

Skills

Client advisory

Sales & planning

Regulatory compliance

Education

SIE, Series 7, Series 63 licensing

Series 66 (or equivalent)

Bachelor's degree strongly preferred

Job description

TD Wealth is seeking a Financial Advisor in Auburn, ME to provide financial planning guidance and investment management solutions. You will serve as the central contact, review client goals, and make recommendations aligned to client objectives, aiming to grow wallet share.

Ideal candidates have 2+ years of financial advisory experience, necessary licenses, and strong communication skills. This role requires daily client interactions, planning reviews, and collaboration with TD Wealth teams to