VP, Wealth Platforms Risk & Controls

Morgan Stanley; Sandy (UT); On-site; USD 100,000 - 120,000; Full time

Job summary

Morgan Stanley is hiring a Risk Officer for their Wealth Management Platforms team in Sandy, UT. The role entails managing operational risk, ensuring compliance with policies, and supporting risk assessments.

The ideal candidate should have over 5 years of experience in risk management within the financial industry, along with relevant certifications and strong analytical skills. The position offers an opportunity to work in a dynamic environment focused on financial services.

Qualifications

• 5+ years’ experience in risk management and/or related brokerage business processes within the financial industry.
• Industry certification preferred (i.e. Series 3, 4, 7, 24 or 66).
• Knowledge of financial regulations pertaining to Operational Risk preferred.

Responsibilities

• Provide overall Risk support and coverage for WM Platforms.
• Help implement and maintain oversight and control infrastructure.
• Manage, coordinate and maintain Non-Financial Risk Assessment (NFRA) annual process.

Skills

Risk Management

Analytical Skills

Communication

Project Management

Proficiency in Excel and Dashboard tools

Education

Bachelor’s degree or related financial industry experience

Job description

Morgan Stanley is hiring a Risk Officer for their Wealth Management Platforms team in Sandy, UT. The role entails managing operational risk, ensuring compliance with policies, and supporting risk assessments.

The ideal candidate should have over 5 years of experience in risk management within the financial industry, along with relevant certifications and strong analytical skills. The position offers an opportunity to work in a dynamic environment focused on financial services.