VP Wealth Management Counsel – Investment Products

JP Morgan Chase; Columbus (OH); On-site; USD 180,000 - 240,000; Full time

Job summary

JPMorganChase seeks a Wealth Management Attorney Investment Products – Assistant General Counsel, Vice President to provide practical legal guidance on investment products and advisory/brokerage offerings within Wealth Management Legal. You will partner with Compliance, Risk, and Controls to support risk management and regulatory compliance in a global Legal Department.

The role emphasizes sound judgment, clear communication, and strong relationship-building with business leaders and control

Qualifications

• Juris Doctor degree and active license to practice law in at least one US jurisdiction.
• Minimum 5 years of legal practice experience in financial services, wealth management, broker-dealer, or investment advisory.

Responsibilities

• Advise on investment products distributed by JPMorgan Wealth Management, focusing on broker-dealer and investment advisory matters.
• Support product development, distribution, marketing, disclosures, and governance for advisory/brokerage offerings.
• Interpret requirements under the Investment Advisers Act of 1940 and FINRA rules and applicable securities laws.
• Provide timely, practical legal counsel aligned with business priorities and risk considerations.
• Collaborate with Wealth Management attorneys and other Legal teams for coordinated support.
• Partner with Compliance, Risk, and Controls to enhance risk management and regulatory compliance.
• Identify and document legal risks affecting investment products and advisory programs.
• Build strong relationships with business colleagues and control partners.
• Contribute to special projects beyond core responsibilities when needed.
• Adapt to evolving business needs in a dynamic environment.

Skills

Broker-dealer experience

Investment products

Reg BI knowledge

Securities laws

Cross-functional collaboration

Education

Juris Doctor

Job description

JPMorganChase seeks a Wealth Management Attorney Investment Products – Assistant General Counsel, Vice President to provide practical legal guidance on investment products and advisory/brokerage offerings within Wealth Management Legal. You will partner with Compliance, Risk, and Controls to support risk management and regulatory compliance in a global Legal Department.

The role emphasizes sound judgment, clear communication, and strong relationship-building with business leaders and control