VP, Financial Consultant - Sunnyvale, CA

Charles Schwab Corporation; Sunnyvale (CA); On-site; USD 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Financial Consultant who can empower clients to take charge of their financial futures. In this dynamic role, you'll provide tailored financial guidance and build lasting relationships with clients. You'll leverage your expertise to help clients navigate their investment strategies and achieve their financial goals. This role offers a supportive culture that fosters professional growth and a commitment to excellence in client service. If you have a passion for finance and a desire to make a meaningful impact, this opportunity is perfect for you.

Qualifications

• Active FINRA Series 7 license is a must for this role.
• Ability to build strong client relationships and provide financial guidance.

Responsibilities

• Provide wealth management and financial planning advice to clients.
• Build lasting client relationships based on trust and respect.

Skills

Client Relationship Management

Financial Planning

Wealth Management

Communication Skills

Adaptability

Education

FINRA Series 7 License

FINRA Series 66 License

Life & Health Insurance License

Job description

Your Opportunity

In addition to the salary range, this role is also eligible for bonus or incentive opportunities. Click the link below to review our Investment Professionals’ incentive structure.

Investment Professionals' Compensation | Charles Schwab

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

Schwab’s branch team is at the heart of our firm’s commitment to helping clients own their financial futures. In this exciting role, you’ll give clients financial guidance while forming lasting relationships built on trust, respect, and reaching a common goal. You’ll also have the ability to take charge of your own professional journey with our supportive, nurturing culture and diverse set of career opportunities.

As a Financial Consultant at Schwab, you will be procured with the practice of existing Schwab clients, providing them with wealth management and financial planning advice. Over time, you’ll grow your practice holistically through client asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion for serving clients - this role is for you.

What you have

Required Qualifications:

• A valid and active FINRA Series 7 license required.
• Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during your tenure on the job.

Preferred Qualifications:

• Ability to build strong relationships, engage and encourage trust, and deepen the client relationship by applying a focused client communication strategy, and exceeding client expectations.
• Strong candidates will also learn to leverage our team of Schwab specialists, Schwab advice guidelines, your knowledge of the markets, and your ability to inspire action to help your clients progress toward achieving their goals.
• Openness to manage wealth on behalf of our clients including: Retirement Planning, Education Planning, Investment Management, Banking & Lending Management, Insurance & Risk Management, and Estate Planning.
• Ability to adapt and implement change as the market and business conditions evolve.
• Passion for community engagement to share and engage clients in discussion about market conditions, sound investing principles, and the ideal wealth and long-term investment strategies for their personal situation.
• Desire to provide an outstanding investor experience in addition to furthering your own professional development in Wealth Management.
• Pursuant to SAFE Act requirements, all employees engaged in residential loan mortgage originations must register with the NMLS registry system and remain in good standing. You will be required to register and to submit to the required SAFE Act background check and registration process.