VP, Capital Markets Confirmations – Remote Lead

SMBC Group; City of White Plains (NY); Hybrid; USD 132,000 - 170,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

SMBC Group in the United States, New York area, seeks a Vice President of Confirmations to lead the Capital Markets Derivative Operations team, overseeing daily confirmations for derivative trading and supporting group companies in NY, London and Hong Kong.

The role requires 7+ years in financial services with 5+ years in supervision, and a BA/BS in Finance or related discipline. This is a primarily remote position with occasional office attendance in a hybrid work model.

Qualifications

• 7+ years of experience in financial services.
• 5+ years of supervisory experience.
• 3+ years of experience in Confirmations/Documentation.
• BA/BS required; Finance/Accounting discipline preferred.

Responsibilities

• Lead a team of Confirmations professionals to ensure timely dispatch of confirmations and execution with counterparts.
• Identify and escalation breaks as needed.
• Understand and ensure compliance with relevant regulatory requirements.
• Proficiency using various industry-standard platforms and proprietary systems.
• Identify opportunities for process improvements and implement changes to enhance efficiency and accuracy.
• Actively contribute to and test projects related to system enhancements and new industry initiatives and products.
• Maintain accurate documentation for all group-owned controls and processes.
• Act as a liaison for senior management on confirmation-related issues.
• Develop and cross-train team members to effectively manage daily operations and participate in initiatives.

Skills

Leadership

Communication

Regulatory knowledge

Process Improvement

Project Management

Strategic thinking

Education

BA/BS in Finance or related

MBA or CFA preferred

Tools

Microsoft Office

Job description

SMBC Group in the United States, New York area, seeks a Vice President of Confirmations to lead the Capital Markets Derivative Operations team, overseeing daily confirmations for derivative trading and supporting group companies in NY, London and Hong Kong.

The role requires 7+ years in financial services with 5+ years in supervision, and a BA/BS in Finance or related discipline. This is a primarily remote position with occasional office attendance in a hybrid work model.