VP, Bank Compliance: Regulation W & Institutional Coverage

Morgan Stanley; Dallas (TX); On-site; USD 108,000 - 162,000; Full time

Job summary

Morgan Stanley seeks a Bank Compliance - ISG Coverage Officer to provide expert compliance guidance to institutional businesses on U.S. banking rules and regulations. As a VP-level member of the U.S.

Banks Institutional Banking & Lending Compliance Team, you will cover Regulation W & O, develop policies, monitor compliance, and report KRIs to leadership while partnering with stakeholders to mitigate risk. Strong analytical, organizational, and communication skills are essential, with experience

Qualifications

• Bachelor's degree required; MBA or JD preferred.
• 8+ years of compliance and/or regulatory experience.
• Knowledge of OCC and Federal Reserve banking regulations.
• Ability to discuss and explain how regulations apply to products.
• Highly organized and detail-oriented with strong analytical skills.

Responsibilities

• Provide advice and guidance on Regulation W, Regulation O, Anti-Tying rules, and Government Securities Act regs.
• Support creation, maintenance, and revision of policies and procedures.
• Conduct appropriate Compliance monitoring.
• Provide periodic updates to senior management on compliance matters.
• Prepare compliance-related KRIs and dashboards.
• Support development of and conduct compliance trainings for relevant employees.
• Participate in compliance risk assessments and contribute to the Annual Compliance Plan.
• Support the Bank Non-Financial Risk Testing team with their reviews.
• Analyze compliance requirements for New Product Approvals and coordinate with stakeholders to establish controls.

Skills

Regulatory knowledge (OCC/Fed)

Compliance experience

Analytical skills

Communication skills

Stakeholder collaboration

Policy development

Education

Bachelor's degree

MBA or JD preferred

CRCM preferred

Job description

Morgan Stanley seeks a Bank Compliance - ISG Coverage Officer to provide expert compliance guidance to institutional businesses on U.S. banking rules and regulations. As a VP-level member of the U.S.

Banks Institutional Banking & Lending Compliance Team, you will cover Regulation W & O, develop policies, monitor compliance, and report KRIs to leadership while partnering with stakeholders to mitigate risk. Strong analytical, organizational, and communication skills are essential, with experience