VP, AML & Compliance Oversight: Strategic Regulatory Leader

Partnership Employment; New York (NY); On-site; USD 150,000 - 220,000; Full time

Job summary

Partnership Employment seeks an AML/CFT leader to oversee enterprise policies, governance, and risk controls. You will interpret evolving regulations (BSA, FinCEN, OFAC, SEC, FINRA) and implement enhancements, advising stakeholders on AML risks tied to new initiatives and client relationships.

You will lead risk assessments, address gaps, and coordinate examinations, audits, and regulatory reporting, guiding corrective actions and training programs for a mature financial crime program.

Qualifications

• Experience developing and strengthening AML/CFT policies and governance.
• Ability to interpret evolving financial crime regulations and translate them into controls.
• Proven track record in leading risk assessments and improving control effectiveness.

Responsibilities

• Oversee AML/KYC risk governance and monitoring activities.
• Advise stakeholders on AML risks for new initiatives and products.
• Lead regulatory reporting, investigations, and examinations.
• Coordinate with Legal, Risk, Operations, and Tech to enhance preventive controls.
• Develop and deliver AML training and escalation protocols.

Skills

AML policy development

Regulatory interpretation

Risk assessments

Stakeholder advisory

Training development

Regulatory coordination

Job description

Partnership Employment seeks an AML/CFT leader to oversee enterprise policies, governance, and risk controls. You will interpret evolving regulations (BSA, FinCEN, OFAC, SEC, FINRA) and implement enhancements, advising stakeholders on AML risks tied to new initiatives and client relationships.

You will lead risk assessments, address gaps, and coordinate examinations, audits, and regulatory reporting, guiding corrective actions and training programs for a mature financial crime program.