Vice President Risk and Compliance Assurance

Black Swan Group; New York (NY); On-site; USD 180,000 - 200,000; Full time

Job summary

Black Swan Group in New York, NY seeks an experienced compliance professional to lead risk-based monitoring and assurance reviews. You will plan, scope and execute testing across first-line controls, assess regulatory requirements, and identify potential issues while challenging and supporting risk-based assurance planning.

Ideal candidates have 6+ years of compliance testing experience, reside within commutable distance to NYC, and are eligible to work in the US without visa sponsorship.

Qualifications

• 6+ years of experience in compliance testing/assurance.
• Based within commutable distance to NYC and eligible to work in the US without sponsorship.
• Experience planning and executing testing across first-line controls.

Responsibilities

• Lead risk-based compliance monitoring and assurance reviews.
• Plan, scope and execute testing across first-line controls.
• Assess regulatory requirements and identify potential issues.
• Provide effective challenge and support risk-based assurance planning.
• Partner with stakeholders across swap/broker dealer business.

Skills

Compliance testing

Risk-based testing

Stakeholder engagement

Regulatory knowledge

Job description

• Lead risk-based compliance monitoring and assurance reviews
• Plan, scope and execute testing across first-line controls
• Assess regulatory requirements and identify potential issues
• Provide effective challenge and support risk-based assurance planning
• Partner with stakeholders across swap/ broker dealer business

Ideal background:

• 6+ years’ experience in compliance testing/ assurance
• Based a commutable distance to NYC and does not require sponsorship or visa support to work in the US.

Base salary range $180,000 - $200,000.