Vice President, External Reporting

BNY Mellon; Jersey City (NJ); Hybride; USD 140 000 - 210 000; Plein temps

Résumé du poste

BNY Pershing, a subsidiary of BNY Mellon, seeks a Vice President for Regulatory Reporting in Jersey City, NJ, offering a hybrid work arrangement. The role focuses on regulatory reporting including 15c3-3, 15c3-1, and related processes, with responsibilities spanning data analysis, policy development, and remediation.

The ideal candidate has a finance degree and 3–5 years of broker-dealer regulatory reporting experience, strong analytical skills, and proficiency in MS Office, plus familiarity

Qualifications

• Bachelor's degree in Accounting or Finance.
• 3–5 years of broker-dealer regulatory reporting experience preferred.
• Strict attention to detail; ability to prioritize under tight deadlines.
• Strong analytical and problem-solving skills.
• High proficiency in Microsoft Office.
• Experience with AI tools such as Co-Pilot and ChatGPT.
• Team player with effective communication skills.

Responsabilités

• Support the daily 15c3-3 customer reserve computations by aggregating data and producing calculations.
• Extract, analyze, and interpret large datasets for reporting accuracy.
• Conduct analytical research to identify trends and anomalies for management commentary.
• Develop, maintain, and validate regulatory reporting policies and procedures for compliance.
• Prepare root cause analyses and work with management on remediation.
• Collaborate with cross-functional teams to streamline reporting workflows and improve data quality.
• Assist in testing and implementing issue remediation and automation efforts.
• Interface with finance, treasury, and operations stakeholders.

Connaissances

Analytical skills

Problem solving

Attention to detail

MS Office proficiency

AI tools (Co-Pilot/ChatGPT)

Communication

Team player

Formation

Bachelor's degree in Accounting or Finance

Outils

Microsoft Office

Co-Pilot

ChatGPT

Description du poste

BNY Pershing is a subsidiary of BNY that provides clearing, custody, and other financial business solutions to investment advisors, broker-dealers, and wealth managers. It supports clients with technology, operational services, and investment solutions to help them grow and manage their businesses effectively.

We are seeking a team member for the role of Vice President to join our Regulatory Reporting team. This role is located in Jersey City, NJ - Hybrid.

In this role, you'll make an impact in the following ways:

• Support the preparation of the daily 15c3-3 customer reserve computation including aggregating data and producing calculations.
• Extract, analyze, and interpret large datasets for reporting accuracy.
• Conduct in-depth analytical research identifying trends and anomalies to prepare management level commentary on variances.
• Develop, maintain, enhance, and validate regulatory reporting policies and procedures ensuring continued compliance with applicable regulations
• Prepare root cause analysis, develop recommendations and solutions, escalates to management and follow through on issue remediation.
• Collaborate with cross-functional teams to design and implement process improvements to streamline reporting workflows and improve data quality.
• Assist in the testing and implementation of issue remediation and automation efforts.
• Interface with internal stakeholders in the organization to build a broad range of knowledge spanning across finance, treasury, and operations.
• Participate, as needed, in certain processes related to broker dealer and bank regulatory reporting including but not limited to 15c3-1 net capital computation, FOCUS, Treasury International Capital (TIC), Basel III, FR-Y9C and FR-2052a reporting.

To be successful in this role, we are seeking the following:

• Bachelor's degree in a financial discipline such as Accounting or Finance.
• 3-5 years of broker dealer regulatory reporting experience is preferred.
• Strict attention to detail, able to prioritize tasks under tight deadlines, demonstrate risk awareness and elevate issues when appropriate.
• Strong analytical and problem-solving skills.
• High proficiency in Microsoft Office
• Experience with Artificial Intelligence such as Co-Pilot and ChatGPT
• Team player with a positive attitude and strong work ethic.
• Excellent technical and effective communication skills.