Vice President, Compliance Frameworks & Control

ing; United States; Hybrid; USD 180,000 - 260,000; Full time

Job summary

ING's Compliance Frameworks & Control team in New York City seeks a senior compliance professional to enhance the U.S. Compliance Risk Management Program. You will collaborate with Compliance, Risk, Legal, Audit, and business stakeholders to align with global standards while meeting U.S. regulatory expectations.

The role focuses on risk assessments, regulatory inventory, change management, governance, and control framework oversight within a banking/financial services environment.

Qualifications

• Experience in compliance risk management and regulatory change management.
• Knowledge of governance structures and reporting to senior management.
• Ability to collaborate with legal, risk, audit and business stakeholders.

Responsibilities

• Support Compliance Risk Management Program across risk lifecycle.
• Monitor regulatory developments, conduct impact assessments and coordinate remediation.
• Maintain regulatory inventory and mapping to obligations, risks and controls.
• Coordinate periodic risk assessments with stakeholders and document outcomes.
• Prepare governance reporting, dashboards and executive materials.
• Track issues, remediation progress, and action plans.

Skills

Regulatory compliance

Risk management

Governance

Stakeholder management

Job description

Compliance | Compliance Frameworks & Control (CF&C) | Vice President, Compliance Frameworks & Control | NYC

About ING :

In the Americas, ING's Wholesale Banking division offers a broad range of innovative financial products and services to domestic and international corporate and institutional clients.

When you come to work at ING, you're joining a team where individuality isn't just accepted, it's encouraged. We've built a culture that's fun, friendly and supportive - it's the kind of place where you can be yourself and make the most of whatever you have to offer.

We give people the freedom to take risks, think differently, take ownership of their work, and make great things happen. We're here to help you get ahead. And with our global network, there's plenty of scope to take your career in new directions, perhaps even ones you've never considered. ING Americas follows a hybrid work model, allowing for in-office / work from home flexibility. Hybrid work arrangements vary based on business area.

Sound like the kind of place you'd feel at home? We'd love to hear from you.

About the position:

The Compliance Department is seeking an experienced compliance professional to join the Compliance Frameworks & Control (CF&C) team. This role will support the ongoing enhancement of the U.S. Compliance Risk Management Program, including compliance risk assessments, regulatory inventory management, regulatory change management, governance, and control framework oversight.

Working closely with Compliance, Risk, Legal, Audit, and business stakeholders, the successful candidate will help ensure regulatory obligations and compliance risks are appropriately identified, assessed, monitored, and reported. The role will also serve as a key liaison between U.S. Compliance and Group Compliance, supporting the implementation of global standards while ensuring alignment with U.S. regulatory and supervisory expectations.

The ideal candidate will possess strong experience in compliance risk management, regulatory change management, governance, and control frameworks within a banking or financial services environment.

About the department:

The U.S. Compliance Department provides independent oversight and regulatory guidance to the firm's capital markets and Swap Dealer activities. Working across business, risk, legal, and operations functions, the team helps ensure compliance with regulatory requirements while supporting responsible business growth and a strong culture of conduct and ethics.

Responsibilities:

• Compliance Risk Management Framework

  Support the execution and ongoing enhancement of the U.S. Compliance Risk Management Program by coordinating activities across the compliance risk management lifecycle. This includes maintaining compliance risk taxonomies, inventories, and governance documentation, as well as assisting in the identification, assessment, monitoring, and reporting of compliance risks across U.S. operations.

• Regulatory Change Management & Horizon Scanning

  Support the firm's regulatory change management and horizon scanning processes by monitoring regulatory developments, supervisory guidance, enforcement actions, and industry trends. Perform impact assessments, coordinate implementation activities with relevant stakeholders, track remediation and implementation milestones, and escal…

• Regulatory Inventory Management

  Maintain the U.S. Laws, Rules, and Regulations (LRRs) Inventory and associated repositories to support regulatory traceability and governance. This includes ensuring regulations are appropriately mapped to obligations, risks, controls, policies, and procedures, conducting periodic reviews to promote inventory completeness and accuracy, and coordinating updates resulting from regulatory developments or business changes.

• Compliance Risk Assessments

  Coordinate and facilitate periodic Risk Assessments for Compliance (RAC) by partnering with Group Compliance, Compliance Advisory and business stakeholders to assess inherent risk, evaluate control effectiveness, and determine residual risk exposure. Maintain supporting documentation and evidence, ensure assessment outputs are appropriately documented, and monitor the timely remediation of identified gaps and issues.

• Governance & Reporting

  Prepare and coordinate compliance reporting for governance forums, senior management committees, and other oversight bodies. Develop dashboards, metrics, and management information that provide meaningful insight into compliance risks, regulatory developments, risk assessment outcomes, issue remediation activities, and key program initiatives. Support the preparation of materials used for executive and Board-level reporting, as applicable.

• Issue Management

  Support the management and oversight of Compliance-related issues, findings, and remediation activities by tracking management action plans, monitoring implementation progress, and coordinatin