Trust Compliance Officer

Advisor Group; Henderson (NV); On-site; USD 90,000 - 105,000; Full time

Benefits offered by this job

Health insurance

Vision insurance

Dental insurance

401k

Paid vacation

Job summary

Osaic is seeking a Trust Compliance Officer for Premier Trust in Las Vegas, NV. This full-time, in-office role leads compliance and risk management, ensuring adherence to laws and internal policies while coordinating with operations.

Responsibilities include creating policies, auditing controls, serving as point of contact for auditors, staying current on regulatory changes, training staff, and handling confidential data. Requires 7+ years in financial services and solid trust knowledge.

Qualifications

• Bachelor’s Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree.
• Minimum of high school diploma or equivalent is required.
• Solid Trust knowledge.
• Knowledge of applicable trust laws and regulations.
• Strong analytical and problem-solving skills.
• Excellent communication and interpersonal skills.
• Detail-oriented with ability to manage complex data and documentation.
• 7+ years of experience in financial services.

Responsibilities

• Create and maintain policies and procedures
• Assess, maintain and develop the compliance audit processes and internal controls
• Point of contact for internal and external auditors
• Research and stay current on regulatory changes and communicate important industry changes
• Conduct periodic training with staff regarding regulatory requirements
• Monitor potential legal matters
• Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules
• Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties
• Maintain strict confidentiality of all records and data received

Skills

Trust knowledge

Regulatory knowledge

Analytical skills

Communication skills

Detail-oriented

Experience in financial services

Education

Bachelor’s degree preferred

High School Diploma or equivalent

Job description

Opportunity in Financial Services

Trust Compliance Officer, Premier Trust

Location(s):

4465 South Jones Boulevard, Las Vegas, NV 89103

Role Type:

Full time (5 Days Weekly in Office)

Salary:

$90,000 - $105,000 per year + annual bonus

Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.

Our competitive salaries are just one component of Osaic’s total compensation package. Additional benefits include: health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more. To view more details of what you can look forward to, visit our careers page: https://careers.osaic.com/Creative/Benefits

Summary:

We are seeking a detail-oriented and driven individual to join the Premier Trust team. The Compliance Officer is responsible for overseeing the compliance and risk management processes, ensuring the company adheres to relevant laws, regulations, and internal policies and procedures. They will work closely with the Director of Operations in leading the compliance team in assessing and mitigating the company’s financial and legal risks.

Responsibilities:

• Create and maintain policies and procedures

• Assess, maintain and develop the compliance audit processes and internal controls

• Point of contact for internal and external auditors

• Research and stay current on regulatory changes and communicate important industry changes

• Conduct periodic training with staff regarding regulatory requirements

• Monitor potential legal matters

• Perform personnel actions including but not limited to performance assessments, disciplinary actions, delegation of workload, and approving work schedules

• Comply with Bank Secrecy Act (BSA), OFAC Anti-Money Laundering (AML), and compliance policies related to job duties

• Maintain strict confidentiality of all records and data received

Education Requirements:

• Bachelor’s Degree preferred, High School Diploma (or equivalent) in combination with significant practical experience will be considered in lieu of degree. Minimum of high school diploma or equivalent is required.

Basic Requirements:

• Solid Trust knowledge

• Knowledge of applicable trust laws and regulations

• Strong analytical and problem-solving skills

• Excellent communication and interpersonal skills

• Detail-oriented with ability to manage complex data and documentation

• 7+ years of experience in financial services

Preferred Requirements:

• Possession of a professional designation such as Certified Fiduciary & Investment Risk Specialist (CIFRS)

• 5+ years of experience specific to Trust industry or in a compliance role

Equal Opportunity Employer

Osaic is an equal opportunity employer. We celebrate diversity in our workplace and we hire the most qualified candidates without regard for age, ethnicity, gender, gender identity or expression, language differences, nationality or national origin, family or marital status, physical, mental, and developmental abilities (or the perception of a disability), genetic information, race, religion or belief, sexual orientation, skin color, social or economic class, education, work and behavioral styles, political affiliation, military service, caste, or any other characteristic protected by law.

Eligibility

Applicants for employment in the US must have valid work authorization that does not now and/or will not in the future require sponsorship of a visa for employment authorization in the US by Osaic.

Unqualified Applications

Osaic does not consider applications from candidates who do not meet the minimum qualifications stated in the job posting.

Recruiting Agencies

Osaic only accepts candidates from contracted recruiting firms and only for searches approved prior to submissions. Fees will not be paid for unsolicited submissions.