Transaction Reporting & Regulatory Risk Oversight Specialist

Bank of America; Pennington (NJ); Presencial; USD 70 000 - 127 000; Tempo integral

Vantagens oferecidas por esta oferta de emprego

Benefits

Discretionary incentive eligible

Resumo da oferta

Bank of America is seeking a compliance-focused professional to support second-line oversight of Transaction Reporting (TR) and Enterprise Position Monitoring & Disclosures (EPMD) across the Americas. You will review processes, regulatory changes, and remediation efforts, collaborating with LOBs, Operations, Technology, Legal and Risk to embed regulatory requirements.

The role requires 5+ years in financial services, knowledge of TR/EPMD or similar regulatory reporting, and strong analytical and

Qualificações

• Knowledge of Transaction Reporting, EPMD or other regulatory reporting requirements.
• Compliance, Operational Risk, Regulatory Reporting or related experience.
• Global Markets experience preferred.
• Minimum of 5 years' experience in financial services.
• Bachelor's Degree or equivalent experience.
• Interpret Laws, Rules and Regulations - Ability to analyze regulatory requirements and apply them to business scenarios and reporting processes.
• Intellectual Curiosity & Learning Agility - Demonstrates a desire to understand complex regulatory requirements and continuously develop technical expertise.
• Risk Assessment & Problem Solving - Strong analytical skills and sound judgement when assessing reporting data and regulatory, operational and control-related matters.
• Attention to Detail - Ability to identify regulatory nuances, assess complex fact patterns and ensure accurate application of requirements.
• Issue Management & Remediation - Ability to identify, assess and support the resolution of regulatory and operational risk issues.
• Stakeholder Management - Ability to build effective working relationships across business, operations and risk functions.
• Written and Verbal Communication - Ability to communicate regulatory and risk matters clearly and concisely to a variety of stakeholders.

Responsabilidades

• Conduct independent review and challenge of TR and EPMD activities to assess compliance with applicable laws, rules and regulations.
• Provide compliance and operational risk oversight of regulatory changes, control enhancements and remediation initiatives affecting TR and EPMD.
• Perform monitoring, targeted assessments and other risk-based coverage activities to assess the effectiveness of associated processes and controls.
• Support the execution of second-line data testing to independently review the accuracy of transaction reporting and EPMD submissions.
• Assist with the development and maintenance of training, procedures and guidance relating to TR and EPMD requirements.
• Review and challenge FLU processes, risks, controls, Single Process Inventory and Risk and Control Self-Assessments relating to TR and EPMD activities.
• Support the review and challenge of reporting incidents, disclosure issues and remediation activities to ensure appropriate root cause analysis and corrective action.
• Partner with regional and global stakeholders to support effective implementation of regulatory requirements and remediation activities.

Conhecimentos

Analytical Thinking

Regulatory Compliance

Reporting

Risk Management

Written Communications

Active Listening

Adaptability

Issue Management

Monitoring, Surveillance, and Testing

Policies, Procedures, and Guidelines

Advisory

Business Process Analysis

Interpret Relevant Laws

Process Management

Formação académica

Bachelor's Degree

Descrição da oferta de emprego

Bank of America is seeking a compliance-focused professional to support second-line oversight of Transaction Reporting (TR) and Enterprise Position Monitoring & Disclosures (EPMD) across the Americas. You will review processes, regulatory changes, and remediation efforts, collaborating with LOBs, Operations, Technology, Legal and Risk to embed regulatory requirements.

The role requires 5+ years in financial services, knowledge of TR/EPMD or similar regulatory reporting, and strong analytical and