Regulatory Reporting Governance Lead

Truist Wealth; Charlotte (NC); On-site; USD 90,000 - 135,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

401k plan

Vacation days

Sick days

Job summary

Truist Wealth is seeking a Regulatory Governance Analyst to support governance programs for the regulatory reporting function. You will help with effectiveness testing, risk monitoring, training, and remediation activities, and coordinate with second and third lines of defense.

You will identify risk exposure, assist with training, and drive continuous improvement of governance initiatives. The role emphasizes collaboration, documenting controls, and ensuring regulatory reporting standards are

Qualifications

• Bachelor’s degree in Business, Finance or science/academic field, or equivalent education and related training or experience.
• Five to seven years of risk management experience in financial services or related field.
• Broad risk and regulatory knowledge with emphasis on: Compliance, Operational, Reputation and Strategic Risks.
• Ability to think critically and strategically, multi-task, and drive change.
• Strong quantitative, governance, problem solving and analytic abilities.
• The ideal candidate will have ability to work in a fast-paced environment.

Responsibilities

• Execute first line of defense activities related to regulatory reporting compliance with operational risk guidelines.
• Identify changes in personnel, products, processes, policies, operating systems, accounting practices, organizational changes, regulatory requirements and business environment impacting controls.
• Drive communication to develop and implement controls for new processes, transactions, and products within the framework.
• Conduct risk and control assessments to ensure regulatory reporting meets corporate standards for internal controls.
• Assist in updating controls, policies, procedures, and risk/control documentation.
• Participate in planning and executing walkthroughs and testing for specific risk programs.
• Foster collaboration between peers, governance teams, and business partners to achieve shared goals.

Skills

Risk management

Regulatory knowledge

Governance

Analytical abilities

Education

Bachelor’s degree in Business, Finance or science/academic field

Job description

Truist Wealth is seeking a Regulatory Governance Analyst to support governance programs for the regulatory reporting function. You will help with effectiveness testing, risk monitoring, training, and remediation activities, and coordinate with second and third lines of defense.

You will identify risk exposure, assist with training, and drive continuous improvement of governance initiatives. The role emphasizes collaboration, documenting controls, and ensuring regulatory reporting standards are