Trading Support Specialist

Corebridge Financial; Houston (TX); On-site; USD 70,000 - 100,000; Full time

Benefits offered by this job

Health & Wellness

401(k) matching

Employee assistance

Charitable donations matching

Volunteer time off

PTO 24 days

Job summary

Corebridge Financial seeks a Trading Support Specialist to deliver exceptional service while executing securities transactions. You will resolve trading issues, respond to inquiries, and collaborate with advisors, partners, and senior management in a fast-paced environment.

The role emphasizes maintaining relationships, staying current on industry trends, and managing deadlines with high accuracy and process discipline. Strong knowledge of investments and back-office operations is preferred.

Qualifications

• At least 3 years of experience in financial services, preferably in a trading, error correction, or supervisory capacity.
• FINRA Series 7 required.
• FINRA Series 66 required or ability to obtain within 60 days.
• FINRA Series 24 and Series 53 encouraged.

Responsibilities

• Execute securities transactions to achieve the best result for clients and representatives while demonstrating exceptional customer service in a call‑center trading environment.
• Analyze, identify, and resolve complex trading issues with clearing firms, representatives, financial advisors, and internal business partners, including trade corrections.
• Respond to inquiries from representatives, advisors, and internal partners regarding trade‑related policies and procedures.
• Deliver and track analysis summaries to internal business units for review and follow‑up on monthly and quarterly trade corrections and error resolution.
• Participate in the creation and issuance of written procedures.
• Manage and maintain strong relationships with business partners.
• Communicate and escalate issues as appropriate to senior management.
• Stay current on trends in the business.
• Manage priorities and deadlines, understanding the impact on other areas and proposing solutions with the greatest positive impact.

Skills

Customer service

Communication

Time management

Multi-tasking

Trading knowledge

Problem solving

Relationship management

Fast-paced environment

Written communication

Education

FINRA Series 7

FINRA Series 66

FINRA Series 24

FINRA Series 53

Tools

Trading platforms

Job description

Corebridge Financial helps people make some of the most meaningful decisions they’re ever going to make. We provide life, retirement, and institutional products and services through an extensive, multichannel distribution network.

About the Role

As a Trading Support Specialist, you will provide support to clients and financial professionals by delivering an exceptional quality service experience while executing securities transactions.

Responsibilities

• Execute securities transactions to achieve the best result for clients and representatives while demonstrating exceptional customer service in a call‑center trading environment.
• Analyze, identify, and resolve complex trading issues with clearing firms, representatives, financial advisors, and internal business partners, including trade corrections.
• Respond to inquiries from representatives, advisors, and internal partners regarding trade‑related policies and procedures.
• Deliver and track analysis summaries to internal business units for review and follow‑up on monthly and quarterly trade corrections and error resolution.
• Participate in the creation and issuance of written procedures.
• Manage and maintain strong relationships with business partners.
• Communicate and escalate issues as appropriate to senior management.
• Stay current on trends in the business.
• Manage priorities and deadlines, understanding the impact on other areas and proposing solutions with the greatest positive impact.

Preferred Skills

• In‑depth knowledge of investments, suitability, and operational functions of a trading department.
• Extensive knowledge of securities back‑office operations.
• Excellent customer service and communication skills.
• Well organized and detail oriented.
• Independent thought and decision‑making ability.
• Ability to work in a fast‑paced and ever‑changing environment.
• Strong presentation and business writing skills.
• Demonstrated ability to manage multiple tasks and projects simultaneously, prioritize competing work, and manage time effectively without supervision.
• Ability to establish and maintain effective relations with external and internal partners.

Qualifications And Education Requirements

• At least 3 years of experience in financial services, preferably in a trading, error correction, or supervisory capacity.
• FINRA Series 7 required.
• FINRA Series 66 required or ability to obtain within 60 days.
• FINRA Series 24 and Series 53 encouraged.

Benefit Offerings

• Health and wellness: range of medical, dental and vision insurance plans, plus mental health support and wellness initiatives.
• Retirement savings: competitive 401(k) plan with company matching up to 6% of eligible pay and an additional 3% company contribution, vesting immediately.
• Employee assistance program: confidential counseling services.
• Matching charitable donations: 1:1 match up to $5,000.
• Volunteer time off: up to 16 hours annually.
• Paid time off: minimum 24 days of PTO for eligible employees.

Equal Opportunity Employer

Corebridge Financial is an equal‑opportunity employer. We comply with all applicable federal, state, and local fair employment laws. All applicants will be considered for employment strictly on job‑related qualifications, regardless of race, color, religion, sex, gender, gender identity or expression, sexual orientation, national origin, disability, neurodivergence, age, veteran status, or any other protected characteristic. We also comply with citizenship and immigration regulations.

Corebridge Financial is committed to providing reasonable accommodations to applicants and employees, including accommodations for physical or mental disabilities or sincerely held religious beliefs. Requests for accommodations can be made via email to [e-mail].

We will consider qualified applicants with criminal histories consistent with applicable law.

Functional Area

Investment

Estimated Travel Percentage (%)

No Travel

Relocation Provided

No

Company

American General Life Insurance Company