Trading Operations Lead — Surveillance & Controls

Mercury; United States; Teletrabalho; USD 90 000 - 150 000; Tempo integral

Resumo da oferta

Mercury is seeking an experienced leader to own the trading operations and supervisory framework, providing licensed principal oversight and managing operational controls, reconciliations, and escalations.

You will lead trade surveillance and control frameworks, including supervisory reviews, pre- and post-trade controls, and best execution monitoring, with responsibility for CAT, CAIS, and TRACE reporting, and act as the escalation point for trade errors and settlements.

Responsabilidades

• Own the trading operations and supervisory framework, providing licensed principal oversight and managing operational controls, reconciliations, and escalations.
• Lead trade surveillance and operational control frameworks, including supervisory reviews, pre- and post-trade controls, and best execution monitoring.
• Manage trading-related reporting obligations, including CAT, CAIS, and TRACE, and serve as the operational escalation point for trade errors and settlement issues.

Descrição da oferta de emprego

Mercury is seeking an experienced leader to own the trading operations and supervisory framework, providing licensed principal oversight and managing operational controls, reconciliations, and escalations.

You will lead trade surveillance and control frameworks, including supervisory reviews, pre- and post-trade controls, and best execution monitoring, with responsibility for CAT, CAIS, and TRACE reporting, and act as the escalation point for trade errors and settlements.