Trading Controls & Portfolio Compliance Analyst

Artisan Partners; San Francisco (CA); On-site; USD 100,000 - 150,000; Full time

Job summary

Artisan Partners Limited Partnership in San Francisco seeks a Portfolio Oversight Analyst to enhance trading controls and ensure compliance with investment guidelines and global regulatory limits.

The role involves coding client guidelines into order management systems, supporting regulatory reporting, proxy voting, and due diligence, with an on-call rotation to support global trading desks and growth initiatives.

Qualifications

• Undergraduate degree in Finance, Accounting, Economics, or Business Administration.
• 5+ years relevant experience preferred.
• Strong analytical and critical thinking skills.
• Experience with fixed income securities, derivatives and trading operations is valued.
• Proficiency with Microsoft Office Suite and data analysis tools.

Responsibilities

• Assist with setup, preparation, and coding of client investment guidelines into OMS.
• Provide analysis and interpretation of investment policies and account guidelines.
• Serve as primary contact for trading desk inquiries on portfolio constraints and regulatory limits.
• Support proxy voting administration and regulatory reporting obligations.
• Prepare and review client due diligence questionnaires and RFPs.

Skills

Strong analytical skills

Attention to detail

SQL queries

Python for data analysis

Microsoft Excel

Education

Undergraduate degree in Finance, Accounting, Economics, or Business Administration

Tools

Aladdin by BlackRock

Snowflake / SQL

Job description

Artisan Partners Limited Partnership in San Francisco seeks a Portfolio Oversight Analyst to enhance trading controls and ensure compliance with investment guidelines and global regulatory limits.

The role involves coding client guidelines into order management systems, supporting regulatory reporting, proxy voting, and due diligence, with an on-call rotation to support global trading desks and growth initiatives.