Trade Lifecycle Regulatory Reporting Associate

Next Frontier Capital; Newark (DE); On-site; USD 70,000 - 100,000; Full time

Job summary

JPMorganChase in the US seeks a Trade Lifecycle Associate I within the Securities Operations Regulatory Reporting team to ensure accurate, timely regulatory submissions for the US Broker Dealer business. You will collaborate with cross-functional partners to validate data and transmit to FINRA, SEC, and the Federal Reserve.

The role emphasizes control environment, process improvements, and supporting new regulatory requirements, with opportunities to develop innovative reporting solutions.

Qualifications

• Bachelor’s degree in Finance or related field or equivalent work experience.
• FINRA Series 99 License required within 120 days of start date.
• Strong data analysis skills and attention to detail.
• Experience with regulatory reporting processes preferred.

Responsibilities

• Supervise the daily production and submission of regulatory reports for the US Broker Dealer business.
• Collaborate with internal teams, including compliance, settlements, and technology, to review and implement new regulatory reporting processes.
• Validate source report logic to ensure accuracy and compliance with regulatory standards.
• Develop and enhance controls to improve the quality and reliability of regulatory reporting.
• Lead and contribute to strategic projects that impact the regulatory reporting landscape.
• Identify and implement process improvements to drive efficiency while maintaining high standards of quality.
• Utilize advanced data analysis tools, such as Alteryx and Tableau, to develop solutions that reduce risk and enhance reporting processes.

Skills

Team collaboration

Data analysis

Attention to detail

Multi-tasking

Communication skills

Finance knowledge

Problem solving

Education

Bachelor's degree in Finance or related field

FINRA Series 99 License required within 120 days

Tools

Alteryx

Tableau

Job description

JPMorganChase in the US seeks a Trade Lifecycle Associate I within the Securities Operations Regulatory Reporting team to ensure accurate, timely regulatory submissions for the US Broker Dealer business. You will collaborate with cross-functional partners to validate data and transmit to FINRA, SEC, and the Federal Reserve.

The role emphasizes control environment, process improvements, and supporting new regulatory requirements, with opportunities to develop innovative reporting solutions.