Regulatory Reporting Analyst, Trade Lifecycle

JPMorgan Chase & Co.; Newark (DE); Hybrid; USD 90,000 - 120,000; Full time

Job summary

JPMorganChase is seeking a Trade Lifecycle Associate I in Newark, DE, to ensure accurate regulatory submissions for the US Broker Dealer unit. The role collaborates with Compliance, Settlements, and Tech to validate data and transmit reports to FINRA, the SEC, and the Fed.

You will strengthen controls, support new requirements, and help drive process improvements in a collaborative team environment.

Qualifications

• Team-oriented professional with ability to partner across locations and functions.
• 2+ years of Securities industry experience.
• Strong attention to detail and diligent work approach.
• Proven ability to manage multiple priorities and deliver results.

Responsibilities

• Supervise the daily production and submission of regulatory reports for the US Broker Dealer business.
• Collaborate with compliance, settlements, and technology to implement new reporting processes.
• Validate source report logic for accuracy and regulatory compliance.
• Develop and enhance controls to improve reporting quality and reliability.
• Lead strategic projects that impact the regulatory reporting landscape.
• Identify and implement process improvements to drive efficiency while maintaining quality.
• Utilize data analysis tools to develop solutions that reduce risk and enhance reporting.

Skills

Team collaboration

Securities industry experience

Attention to detail

Multitasking

Written and verbal communication

Education

Bachelor’s degree in Finance or related field

Job description

JPMorganChase is seeking a Trade Lifecycle Associate I in Newark, DE, to ensure accurate regulatory submissions for the US Broker Dealer unit. The role collaborates with Compliance, Settlements, and Tech to validate data and transmit reports to FINRA, the SEC, and the Fed.

You will strengthen controls, support new requirements, and help drive process improvements in a collaborative team environment.