Technology Audit Manager I — Banking Controls Lead

TD; New York (NY); On-site; USD 86,000 - 129,000; Full time

Job summary

TD is seeking an Audit Manager I to execute audits for an assigned business, function or project as part of a team or as an individual contributor and provide SME on audits ranging in complexity. You may lead moderately complex audits and oversee end-to-end engagements, handling confidential information with discretion.

Required: undergraduate degree and 5+ years of relevant experience in internal or technology audit, risk or controls, with strong communication skills and familiarity with IT

Qualifications

• Undergraduate degree required.
• 5+ years of relevant experience.
• Experience conducting technology audits within a banking, financial services, or regulated environment.
• Strong written and verbal communication skills.
• Knowledge of TD Securities, capital markets, trading, or financial products.

Responsibilities

• Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion.
• Executes testing of controls and manages findings and documentation.
• Presents objective and independent audit opinion on the adequacy of internal controls to management and audit committees.
• May lead audit projects and coordinate with cross-functional teams to ensure timely delivery.

Skills

Audit

Risk assessment

IT controls

Communication skills

Stakeholder management

Team leadership

SQL

Education

Undergraduate degree

Tools

Audit management tools

SQL-based testing

Reporting platforms

Job description

TD is seeking an Audit Manager I to execute audits for an assigned business, function or project as part of a team or as an individual contributor and provide SME on audits ranging in complexity. You may lead moderately complex audits and oversee end-to-end engagements, handling confidential information with discretion.

Required: undergraduate degree and 5+ years of relevant experience in internal or technology audit, risk or controls, with strong communication skills and familiarity with IT