Audit Lead & Controls Expert

TD; Wilmington (DE); On-site; USD 77,000 - 116,000; Full time

Job summary

TD Bank in Wilmington, Delaware seeks an experienced audit professional to serve as a subject matter expert. You will oversee end-to-end audits, coach teammates, and lead moderately complex projects while handling confidential information with discretion.

The role requires an undergraduate degree and 5+ years of relevant experience. You will interact with stakeholders, present findings, and support audit planning and risk assessment within the Audit line of business.

Qualifications

• Undergraduate degree required
• 5+ years of relevant experience

Responsibilities

• Conducts audit work based on established audit plans and executes the audit in accordance with established standards ensuring completion
• Executes testing of controls such as walkthroughs, test scripts, and issue management
• May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report
• May complete L1 reviews/sign off on all audit activities (walkthroughs, test scripts, test results, grid, evidence uploads)
• Contributes to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
• Manages the ongoing audit communications process with the stakeholders during and subsequent to the audit
• Presents objective and independent audit opinion on the adequacy of internal controls
• Executes follow-up of findings raised from regulatory and internal divisional audits
• Provides subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization

Education

Undergraduate degree required

5+ years of relevant experience

Job description

TD Bank in Wilmington, Delaware seeks an experienced audit professional to serve as a subject matter expert. You will oversee end-to-end audits, coach teammates, and lead moderately complex projects while handling confidential information with discretion.

The role requires an undergraduate degree and 5+ years of relevant experience. You will interact with stakeholders, present findings, and support audit planning and risk assessment within the Audit line of business.