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Job summary
A public investment fund in Austin is looking for an Investment Compliance Officer who will ensure adherence to investment regulations and internal policies. The role involves monitoring compliance, reviewing trading activities, and preparing compliance reports. Candidates should have a relevant degree and extensive experience in investment compliance or risk management. Strong analytical skills and proficiency in compliance systems are required. This is an opportunity to work collaboratively across various departments and promote a culture of accountability.
Qualifications
Graduation from an accredited four‑year college or university.
Extensive experience in investment compliance, audit, or risk management.
Proficiency with compliance and risk systems.
Responsibilities
Ensure investment transactions comply with investment policies and guidelines.
Review investment policies and guidelines to maintain the Compliance Program.
Prepare and submit reports related to compliance initiatives.
Provide guidance and training to employees on compliance policies.
Skills
Investment compliance frameworks
Strong written and verbal communication skills
Analytical and data management skills
Detail-oriented
Education
Bachelor's degree in Finance, Accounting, Economics, Business Administration
Tools
Bloomberg AIM
Microsoft Office Suite
Job description
A public investment fund in Austin is looking for an Investment Compliance Officer who will ensure adherence to investment regulations and internal policies. The role involves monitoring compliance, reviewing trading activities, and preparing compliance reports. Candidates should have a relevant degree and extensive experience in investment compliance or risk management. Strong analytical skills and proficiency in compliance systems are required. This is an opportunity to work collaboratively across various departments and promote a culture of accountability.