Regional Investment Compliance Leader

Invesco Ltd.

Georgia

Hybrid

USD 110,000 - 170,000

Full time

14 days+

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Benefits offered by this job

Flexible paid time off
Hybrid work schedule
401(K) matching of 100% up to the 6%
Health & wellbeing benefits
Parental Leave benefits
Employee stock purchase plan

Job summary

Invesco is seeking a Regional Investment Compliance Officer to join the Americas Investment Compliance team. You will monitor regional investment activity, validate alerts, and partner with investment and trading teams to ensure adherence to regulatory requirements.

The role spans multiple asset classes, involves collaboration with global teams, maintaining audit trails, supporting rule testing and validation, and driving process improvements.

Qualifications

  • Strong attention to detail and ability to follow structured processes accurately.

Responsibilities

  • Validate pre-trade alerts in order management systems and provide second line challenge with clear documentation.

Skills

Attention to detail
Analytical judgment
Communication in English
Task management
Collaborative approach
Control framework
Global collaboration
Ownership mindset
Relationship building
AI tools interest

Tools

Aladdin
CRIMS (CRD)
Charles River
Bloomberg

Job description

Invesco is seeking a Regional Investment Compliance Officer to join the Americas Investment Compliance team. You will monitor regional investment activity, validate alerts, and partner with investment and trading teams to ensure adherence to regulatory requirements.

The role spans multiple asset classes, involves collaboration with global teams, maintaining audit trails, supporting rule testing and validation, and driving process improvements.

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