Strategic Capital Markets Risk & Compliance Analyst

Regions Financial Corporation; Atlanta (GA); On-site; USD 79,000 - 96,000; Full time

Benefits offered by this job

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Associate Volunteer Program

Job summary

Regions is seeking a Business Unit Operational Risk Analyst in Atlanta, GA to help ensure regulatory and policy compliance across assigned business lines. You’ll work within the first line of defense with multiple teams to implement the Operational Risk Framework and manage risk assessments and reporting.

The role requires a Bachelor’s degree (or equivalent) with several years of experience in finance, risk, or operations, and it entails four days in-office at the Atlanta Midtown location.

Qualifications

• Bachelor’s degree in a related field and five (5) years' experience in finance, risk or operations, with experience in the specific business line operations
• Or High School Diploma or GED and nine (9) years' experience in finance, risk or operations, with experience in the specific business line operations

Responsibilities

• Conducts compliance reviews and provides oversight of legal entities, business units and processes
• Maintains documentation and reports to management regarding compliance and potential issues
• Provides analysis of the execution of our operational risk management framework, including risk and control self-assessments, new initiative risk assessments, operational risk/loss events, scenario analysis, emerging risk identification, and front line risk assessments
• Analyzes compliance processes and reports to management, comparing current process with identified process and policy
• Analyzes and tests assigned business initiatives for adherence to policy
• Assists in the review of contracts, agreements and statements of work
• Prepares and maintains risk management documentation and risk reports
• Provides timely update of operational risk issues and decisions to managers
• Leads development of the overall risk assessment program and action plans to mitigate operational risks
• May supervise day-to-day work of other professional level operational risk associates

Skills

Attention to detail

Analytical skills

Management reporting

Communication skills

Time management

Education

Bachelor's degree

High School Diploma or GED

Job description

Regions is seeking a Business Unit Operational Risk Analyst in Atlanta, GA to help ensure regulatory and policy compliance across assigned business lines. You’ll work within the first line of defense with multiple teams to implement the Operational Risk Framework and manage risk assessments and reporting.

The role requires a Bachelor’s degree (or equivalent) with several years of experience in finance, risk, or operations, and it entails four days in-office at the Atlanta Midtown location.