Staff Internal Auditor: SOX & Controls Specialist

Open Bank; Los Angeles (CA); On-site; USD 65,000 - 90,000; Full time

Benefits offered by this job

Medical Insurance

Life LTD

FSA

401k Match

PTO

EAP

Company Lunch

Job summary

Open Bank in Los Angeles seeks a Staff Internal Auditor to join the Internal Audit team. You will perform internal audits and SOX testing under supervision, documenting workpapers and assisting in audit findings to strengthen financial controls.

The role emphasizes risk assessment, control testing, and clear communication with management, with some travel required. Bachelor’s degree and auditing certifications are preferred.

Qualifications

• Bachelor's degree in related areas such as Business Management, Accounting, Finance, Economics.
• Professional designation CPA, CIA, or CISA preferred or actively pursued.
• 0-2 years of related work experience in internal auditing or banking, preferred.
• Present a professional image in dealing with customers, interdepartmental, and external representatives.

Responsibilities

• Capable of successfully completing internal audits of lower risk levels and SOX Compliance testing under supervision.
• Executes testing of key controls and documents audit approach, results, and conclusions clearly in workpapers.
• Learns and stays current regarding assigned business areas, activities, and industry trends.
• Applies internal audit concepts and risk analysis methodologies.
• Performs risk analyses for specific internal audits of lower risk levels.
• Assists in determining major risks, key controls, and adequacy of the control environment.
• Assists in presenting conclusions on the adequacy of key internal controls.
• Assists in presenting test-work results and conclusions to management.
• Assists in preparing audit findings/reports highlighting risk exposures and remediation needs.
• Some travel will be required.

Education

Bachelor's degree in related areas such as Business Management, Accounting, Finance, Economics

Job description

Open Bank in Los Angeles seeks a Staff Internal Auditor to join the Internal Audit team. You will perform internal audits and SOX testing under supervision, documenting workpapers and assisting in audit findings to strengthen financial controls.

The role emphasizes risk assessment, control testing, and clear communication with management, with some travel required. Bachelor’s degree and auditing certifications are preferred.