Senior Director, Internal Audit – Banking Risk & Compliance

Conselium Compliance Search; Los Angeles (CA); On-site; USD 90,000 - 120,000; Full time

Job summary

A successful banking organization in Los Angeles is seeking an experienced individual to lead its internal audit function. This role involves reviewing the effectiveness of controls, ensuring adherence to regulatory requirements, and developing audit plans based on risk assessment. Candidates must possess significant bank audit experience. The organization values a culture of empowerment and superior customer service.

Qualifications

• You must have significant bank audit experience.

Responsibilities

• Responsible for reviewing quality and effectiveness of bank controls.
• Provide recommendations to management and the Audit Committee.
• Ensure compliance with banking regulations and policies.
• Develop and maintain an internal audit department's purpose and authority.
• Create an audit plan based on organization risk assessment.
• Identify and recommend third-party audit consultants.
• Oversee the audit plan implementation and ensure compliance.
• Report findings to the Audit Committee and senior management.
• Monitor progress in resolving audit findings.
• Coordinate with auditors and regulators.
• Maintain professional standards through continuing education.
• Comply with all bank policies and procedures.

Job description

A successful banking organization in Los Angeles is seeking an experienced individual to lead its internal audit function. This role involves reviewing the effectiveness of controls, ensuring adherence to regulatory requirements, and developing audit plans based on risk assessment. Candidates must possess significant bank audit experience. The organization values a culture of empowerment and superior customer service.