Sr. Manager, Wealth Advisor – Schwab Wealth Advisory

Charles Schwab Corporation; Westlake (TX); On-site; USD 90,000 - 130,000; Full time

Job summary

A leading company in the finance industry is seeking a Sr. Manager, Wealth Advisor, to enhance client relationships and deliver tailored financial solutions. This role requires strong advisory experience, CFP/CFA designation, and a commitment to client success within a collaborative environment. Join a dynamic team to grow your wealth management expertise while making a significant impact on clients' financial journeys.

Qualifications

• Five or more years of advisory experience required.
• Experience in creating and customizing financial plans for clients.
• Work directly with clients in the financial services industry preferred.

Responsibilities

• Deliver an exceptional client experience and manage complex portfolios.
• Mentor junior team members and collaborate with a dedicated team.
• Empower clients using a broad array of investment products.

Skills

Client relationship management

Financial planning

Portfolio management

Mentorship

Education

Bachelor’s degree

CFP designation

CFA designation

Tools

FINRA Series 7 license

FINRA Series 66 license

Job description

Your Opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

We believe in the importance of in-office collaboration and fully intend for the selected candidate for this role to work on site in the specified location.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you are joining a premier, fee-based, and non-discretionary investment advisory solution, providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab’s approach to investing. You will have a direct impact on the lives of clients, working as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. SWA’s advice philosophy will empower you to use a vast array of products (i.e. stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading), setting you up for success to help clients manage their more complex portfolios and achieve their goals. You’ll grow within an experienced, collaborative team, while deepening relationships with various partners, including industry leading advisors. You’ll also have the opportunity to mentor junior SWA team members. If you are looking to develop with a firm that will challenge you to deepen your wealth management expertise, within a role that allows you to help clients while doing what you love, this may be the opportunity for you.

What you have

Required Qualifications:

• CFP designation or CFA designation
• Bachelor’s degree
• Active and valid FINRA Series 7 license
  • May be obtained with a 120-day condition of employment
• Active and valid FINRA Series 66 license required
  • May be obtained with a 120-day condition of employment
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients.

Preferred Qualifications:

• Five or more years working directly with clients in the financial services industry highly preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.