Sr. Manager, Wealth Advisor - Schwab Wealth Advisory

CFA Institute; San Diego (CA); Hybrid; USD 100,000 - 140,000; Full time

Job summary

An established industry player is seeking a Sr. Manager, Wealth Advisor to join their innovative team in transforming the finance landscape. This role offers the chance to work closely with clients, providing tailored investment strategies and advice while fostering a collaborative environment. With a focus on professional growth and a commitment to client success, you'll be part of a dynamic team that values creativity and problem-solving. Enjoy a comprehensive benefits package, including a robust retirement plan and generous paid time off, while making a meaningful impact in the financial services industry.

Benefits

401(k) with company match

Employee Stock Purchase Plan

Paid parental leave

Tuition reimbursement

Health, dental, and vision insurance

Paid time off for vacation

28-day sabbatical after 5 years

Qualifications

• 5+ years of advisory experience creating financial plans.
• Active FINRA Series 7 and 66 licenses required.

Responsibilities

• Deliver personalized investment advice to clients.
• Mentor junior team members and enhance client relationships.

Skills

Financial Planning

Client Relationship Management

Investment Advisory

Portfolio Management

Education

Bachelor’s Degree

CFP or CFA Designation

Job description

Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you will join a premier, fee-based, and non-discretionary investment advisory solution, providing clients with a personal relationship, specialized service, and ongoing advice based on Schwab’s investment approach. You will have a direct impact on clients' lives, working as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. SWA’s advice philosophy empowers you to utilize a wide range of products (stocks, bonds, ETFs, mutual funds, separately managed accounts, options trading), enabling you to assist clients with complex portfolios and help them achieve their financial goals. You will grow within an experienced, collaborative team, deepen relationships with industry-leading advisors, and have opportunities to mentor junior team members. If you seek a role that challenges you to enhance your wealth management expertise while making a difference for clients, this could be the right opportunity for you.

What you have

Required Qualifications

• CFP or CFA designation
• Bachelor’s degree
• Active and valid FINRA Series 7 license (may be obtained within 120 days of employment)

• Active and valid FINRA Series 66 license (may be obtained within 120 days of employment)

• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients

Preferred Qualifications

• Five or more years of direct client experience in the financial services industry highly preferred

Additional Compensation

This role is also eligible for bonus or incentive opportunities beyond the salary range.

What’s in it for you

At Schwab, we are committed to supporting your personal and professional growth. Our purpose-driven, supportive culture, and focus on development equip you with the tools to make a positive impact in finance. Our Hybrid Work and Flexibility approach balances flexibility, client service, and the value of in-person collaboration.

We offer a comprehensive benefits package that supports your well-being today and future:

• 401(k) with company match and Employee Stock Purchase Plan
• Paid time off for vacation, volunteering, and a 28-day sabbatical after every 5 years of service (for eligible roles)
• Paid parental leave and family building benefits
• Tuition reimbursement
• Health, dental, and vision insurance