Sr. Manager, Wealth Advisor – Schwab Wealth Advisory

Charles Schwab; New York (NY); On-site; USD 100,000 - 150,000; Full time

Benefits offered by this job

401(k) with company match

Paid parental leave

Tuition reimbursement

Health, dental, and vision insurance

Job summary

Charles Schwab is seeking a Sr. Manager, Wealth Advisor in New York. You will provide personalized investment advice, focusing on client relationships and wealth management expertise.

This role requires a CFP® or CFA® designation, a Bachelor's degree, and valid FINRA licenses. The position offers mentorship opportunities, comprehensive benefits, and a dynamic team environment.

Qualifications

• CFP® or CFA® designation required.
• Active and valid FINRA Series 7 and 66 licenses required.
• Five or more years in advisory roles.

Responsibilities

• Deliver individualized investment advisory services.
• Mentor junior team members.
• Customize financial plans and portfolios for clients.

Skills

CFP® designation or CFA® designation

Advisory experience

Financial planning

Client relationship management

Education

Bachelor’s degree

Job description

Position Type

Regular

Role Overview

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you are joining a premier, fee‑based, non‑discretionary investment advisory solution, providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab’s approach to investing. You will have a direct impact on the lives of clients, working as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. SWA’s advice philosophy will empower you to use a vast array of products (stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading), setting you up for success to help clients manage their more complex portfolios and achieve their goals. You’ll grow within an experienced, collaborative team, while deepening relationships with various partners, including industry leading advisors. You’ll also have the opportunity to mentor junior SWA team members. If you are looking to develop with a firm that will challenge you to deepen your wealth management expertise, within a role that allows you to help clients while doing what you love, this may be the opportunity for you.

Required Qualifications

• CFP® designation or CFA® designation
• Bachelor’s degree
• Active and valid FINRA Series 7 license
• May be obtained with a 120‑day condition of employment
• Active and valid FINRA Series 66 license required
• May be obtained with a 120‑day condition of employment
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients.

Preferred Qualifications

• Five or more years working directly with clients in the financial services industry highly preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.

Benefits

• 401(k) with company match and Employee stock purchase plan
• Paid time for vacation, volunteering, and 28‑day sabbatical after every 5 years of service for eligible positions
• Paid parental leave and family building benefits
• Tuition reimbursement
• Health, dental, and vision insurance