Sr Manager, Wealth Advisor – Schwab Wealth Advisory

Charles Schwab; Tampa (FL); On-site; USD 140,000 - 240,000; Full time

Benefits offered by this job

401(k) with match

Employee stock purchase plan

Paid time off

Sabbatical after years of service

Parental leave

Tuition reimbursement

Health, dental, vision insurance

Job summary

Charles Schwab in Tampa seeks a Senior Manager, Wealth Advisor to join Schwab Wealth Advisory (SWA). You will act as a fiduciary, offering comprehensive investment guidance across stocks, bonds, ETFs, mutual funds, and separately managed accounts, while leading a dedicated SWA team to deliver an exceptional client experience.

The role requires CFP or CFA designation, FINRA Series 7 and 66 licenses, a Bachelor's degree, and 5+ years of advisory experience with creating and customizing financial

Qualifications

• Bachelor’s degree required.
• CFP or CFA designation required.
• Active FINRA Series 7 license required (May be obtained with a 120-day condition of employment).
• Active FINRA Series 66 license required (May be obtained with a 120-day condition of employment).
• Five or more years of advisory experience with creating and customizing financial plans and portfolios for clients.

Responsibilities

• Mentor junior SWA team members.
• Provide fiduciary financial advice and portfolio management to clients.
• Develop and customize comprehensive financial plans for clients.

Skills

CFP designation

CFA designation

FINRA Series 7

FINRA Series 66

Advisory experience

Education

Bachelor's degree

CFP designation

CFA designation

FINRA Series 7

FINRA Series 66

Job description

Position Type: Regular
Your opportunity

At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

As a Sr. Manager, Wealth Advisor within Schwab Wealth Advisory (SWA), you are joining a premier, fee-based, and non-discretionary investment advisory solution, providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab’s approach to investing. You will have a direct impact on the lives of clients, working as a fiduciary within a dedicated Schwab Wealth Advisory team to deliver an exceptional client experience. SWA’s advice philosophy will empower you to use a vast array of products (i.e. stocks, bonds, ETFs, mutual funds, separately managed accounts, option trading), setting you up for success to help clients manage their more complex portfolios and achieve their goals. You’ll grow within an experienced, collaborative team, while deepening relationships with various partners, including industry leading advisors. You’ll also have the opportunity to mentor junior SWA team members. If you are looking to develop with a firm that will challenge you to deepen your wealth management expertise, within a role that allows you to help clients while doing what you love, this may be the opportunity for you.

What you have

• CFP® designation or CFA® designation
• Bachelor’s degree
• Active and valid FINRA Series 7 license (May be obtained with a 120-day condition of employment)
• Active and valid FINRA Series 66 license required (May be obtained with a 120-day condition of employment)
• Five or more years of advisory experience, including creating and customizing financial plans and portfolios for clients.

Preferred Qualifications:

• Five or more years working directly with clients in the financial services industry highly preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.

What’s in it for you

At Schwab, we’re committed to empowering our employees’ personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you’ll get the tools you need to make a positive difference in the finance industry. Our approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive that takes care of the whole you — both today and in the future:

• 401(k) with company match and Employee stock purchase plan
• Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
• Paid parental leave and family building benefits
• Tuition reimbursement
• Health, dental, and vision insurance