Sr. Auditor

Clearwater Analytics; Chicago (IL); Remote; USD 70,000 - 100,000; Full time

Job summary

A leading firm is seeking a SOX Compliance Specialist in Chicago to ensure compliance with SOX regulations and internal control environments. This role involves managing audits, preparing documentation, and collaborating with the Internal Audit team. Ideal candidates will have a Bachelor’s degree in Accounting or Finance, relevant certifications, and experience in public accounting. The company offers a flexible work environment with competitive benefits, including medical coverage and the option to work from home.

Benefits

Business casual atmosphere

Flexible working environment

Access to cutting-edge technology

Competitive benefits package

Maternity and paternity leave

Personal Time Off and Volunteer Time Off

Employee stock purchase plan

401k with match

Work from anywhere 3 weeks per year

Work from home Fridays

Qualifications

• 3-5+ years of experience in public accounting preferred.
• Strong understanding of COSO principles.
• Working knowledge of ITGC frameworks.

Responsibilities

• Manage SOX re-design, documentation, and testing.
• Prepare testing procedures and document results.
• Assist with SOC1 audits and collaborate with managers.

Skills

Understanding of SOX compliance

Analytical skills

Communication skills

Problem-solving skills

Education

Bachelor’s degree in Accounting or Finance

CPA or CIA certification

Tools

Audit tools

Data analytics tools

Job description

Clearwater Analytics’ mission is to become the world’s most trusted and comprehensive technology platform for investment reporting, accounting, and analytics. With our team, you will partner with the most sophisticated and innovative institutional investors around the world. If you are infectiously passionate about what you do, intensely committed to clients and driven by continuous innovation and improvement…We want you to apply!

Responsibilities:

• Demonstrate an understanding of Sarbanes Oxley (SOX) program elements, methodology, governance standards, and procedures.

• Create and maintain SOX documentation, including process narratives and risk control matrix

• Manage SOX re-design, documentation, and testing for existing and new business process areas or systems. Evaluate and document control design assessments.

• Prepare detailed documentation of testing procedures, results, and conclusions.

• Conduct walkthrough and testing of controls and identify and report exceptions to Internal Audit Managers.

• Assist Internal Audit Managers with the annual SOX planning, scoping, risk assessment, walk-throughs, testing, and reporting for financial processes and in-scope IT applications

• Partner with Internal Audit Managers and Management to develop remediation plans.

• Clearly communicate audit results in a timely manner.

• Provide assistance to external auditors during the SOX audit process, including providing documentation, addressing questions, and ensuring the timely completion of audits.

• Supportand assist with SOC1 audits managed by Internal Audit Team including managing external auditors, walkthroughs, testing and client inquiries

• Have a good understanding of general IT controls and application controls

• Support the organization in readiness assessments and remediation efforts for SOC 1

• Support in ad hoc internal audits

• Develop effective relationships with business process owners.

Required Skills:

• Strong understanding of SOX compliance, business processes, and COSO principles.

• Working knowledge of ITGC frameworks and SOC 1 reporting requirements and standards (e.g., SSAE 18).

• Familiarity with key systems (e.g., ERP platforms, cloud environments, or financial systems).

• Excellent analytical and problem-solving skills.

• Strong verbal and written communication skills, with the ability to effectively present findings to senior management.

• Proven ability to manage multiple tasks and projects in a fast-paced environment.

• Advanced proficiency in audit tools and data analytics tools is a plus.

Education and Experience:

• Bachelor’s degree with focus on Accounting or Finance preferred

• Certifications (Preferred): CPA or CIA (or equivalent) or other relevant certifications.

• 3-5+ years of experience working in public accounting (preferably Big 4), with a solid understanding of SOX and internal control environments is preferred.

• Travel: Ability and willingness to travel throughout globally - up to 10 -15%

What we offer:

• Business casual atmosphere in a flexible working environment

• Team focused culture that promotes innovation and ownership

• Access cutting edge investment reporting technology and expertise

• Defined and undefined career pathways allowing you to grow your own way

• Competitive medical, dental, vision, and life insurance benefits

• Maternity and paternity leave

• Personal Time Off and Volunteer Time Off to give back to the community

• RSUs as well as employee stock purchase plan and 401k with match

• Work from anywhere 3 weeks out of the year

• Work from home Fridays