Specialist - Compliance

Bally's Interactive; Kansas City (MO); On-site; USD 70,000 - 95,000; Full time

Job summary

Bally's Interactive is seeking a detail-oriented Compliance Auditor to perform BSA/AML audits across the organization. You will leverage internal tracking software to identify compliant processes and investigate transactions for potential SARs, while preparing CTRs for review by management.

You will maintain meticulous records and collaborate with internal/external auditors and regulatory personnel to ensure strict adherence to laws and internal controls.

Qualifications

• Experience performing BSA/AML audits and investigating suspicious activity.
• Strong documentation and recordkeeping skills.

Responsibilities

• Perform daily BSA/AML audit using internal tracking software to ensure compliance.
• Review transactions for potential SARs and assist in filing CTRs.
• Maintain accurate records and support Compliance Manager/BSA Officer.
• Assist in monitoring training and liaising with auditors and regulators.
• Ensure adherence to CSR, MICS, and internal policy standards.

Skills

BSA/AML auditing

SAR/CTR preparation

Compliance program

Recordkeeping

Audit liaison

Regulatory knowledge

Data/documentation

Education

Bachelor's degree in related field

Tools

Audit software

Job description

ESSENTIAL DUTIES AND RESPONSIBILITIES

The following and other duties may be assigned as necessary:

• Accurately and efficiently perform the daily BSA/AML audit, utilizing internal tracking software and all available casino information to ensure complete, property-wide adherence.
• Review and research casino documentation for transactions that may result in the filing of SARs.
• Prepare CTRs and SARs for review by the Compliance Manager/BSA Officer and timely filing.
• Maintain accurate, detailed records and provide support to Compliance Manager/BSA Officer
• Periodically audit events and procedures to ensure compliance with BSA and internal controls.
• Investigate and assist in resolving issues of compliance for all areas of the casino to include Internal Audit.
• Assists in reviewing processes and procedures to determine where improvement may be needed and effectiveness related to CSR’s, MICS, & Policy standards,
• Assist in development of related internal controls, policies and procedures.
• Perform various audits as required by MGCMICS.
• Assist in monitoring employee compliance training programs.
• Liaise as necessary with Internal/External Auditors, IRS and MGC personnel to ensure a courteous and professional relationship.
• Maintains organized set of detailed records and files to document transactions.

• Assists in the compilation of reports for Missouri Gaming Control

• Enthusiastically supports, actively promotes, and demonstrates superior customer service in accordance with department and company standards and programs.
• Responsible for ensuring compliance with all regulations within the area of responsibility and reporting potential issues to management.
• Maintains strict confidentiality in all departmental and company matters.