Senior Wealth Ops & Supervisory Executive

State Street Corporation; Boston (MA); On-site; USD 110,000 - 200,000; Full time

Benefits offered by this job

401K with company match

Comprehensive health insurance

Paid time off & holidays

Employee assistance program

Incentive compensation program

Tax-advantaged savings plans

Job summary

State Street Corporation seeks a Vice President, Wealth Operations & Supervision to lead cross‑functional execution in a broker‑dealer environment. You will oversee supervisory control, risk, and client‑facing processes, coordinating across Operations, Client Service, Trading, and Technology.

Ideal candidates have 10+ years in wealth or broker‑dealer operations, strong regulatory oversight, and experience leading large teams. MBA not required; Series 7/24 registrations are preferred.

Qualifications

• Undergraduate degree or equivalent relevant experience.
• 10+ years of relevant experience across broker-dealer, custody, wealth management, or advisory operations.
• 5+ years of leadership and supervisory experience in a regulated financial‑services environment.
• Active and appropriate securities registrations for the assigned supervisory responsibilities (Series 7/24 strongly preferred).

Responsibilities

• Lead the day‑to‑day operating agenda across Wealth Custody & Clearing.
• Coordinate across Client Service, Trading, Asset Servicing, Client Onboarding, Account Maintenance, Cashiering, Risk, Compliance, Product, and Technology.
• Provide experienced supervisory leadership across applicable broker‑dealer activities, ensuring clear supervisory ownership, timely review, escalation, and evidence of performance.

Skills

Operations leadership

Regulatory oversight

Fraud controls

Cross-functional collaboration

Executive communication

Education

Undergraduate degree or equivalent relevant experience

10+ years of experience in broker-dealer, custody, wealth management, or advisory operations

5+ years leadership & supervisory experience in regulated financial services

Active securities registrations (Series 7/24 preferred)

Job description

State Street Corporation seeks a Vice President, Wealth Operations & Supervision to lead cross‑functional execution in a broker‑dealer environment. You will oversee supervisory control, risk, and client‑facing processes, coordinating across Operations, Client Service, Trading, and Technology.

Ideal candidates have 10+ years in wealth or broker‑dealer operations, strong regulatory oversight, and experience leading large teams. MBA not required; Series 7/24 registrations are preferred.