Senior Wealth Operations & Compliance Leader

WSFS Bank; Pennsylvania; Presencial; USD 77.000 - 127.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical, dental, and vision coverage

401(k) plan

Life, accident, and disability ins.

FSAs and HSAs

Wellness programs

Paid parental leave

Descripción de la vacante

WSFS Bank, Bryn Mawr Trust, a WSFS Company, seeks a Senior Wealth Operations Specialist to oversee portfolio accounting, compliance oversight, audit coordination, and operational controls in an a registered advisory environment. You will liaise with audits and examinations while ensuring data integrity across reporting, billing, and data management systems.

The role emphasizes governance, process improvement, and collaboration with cross-functional teams to maintain accurate performance

Formación

• Bachelor’s degree in Finance, Accounting, Economics, Business, or related field.
• 5+ years of experience within an RIA, wealth management firm, asset manager, or financial operations environment.
• Hands-on experience with portfolio accounting platforms (e.g., Orion, Black Diamond, Tamarac, Addepar, APX, Axys).
• Must have a clean U4.
• Strong understanding of custodial data, financial markets, investment securities, performance, and transaction types.
• Knowledge of RIA compliance requirements, fiduciary obligations, and operational controls.
• High Proficiency in Microsoft Excel (pivot tables, VLOOKUP/XLOOKUP, data transformation).
• Strong communication skills with the ability to explain data and operational issues to both technical and non-technical stakeholders.
• Strong project management capabilities.

Responsabilidades

• Compliance Liaison: Serve as the primary Compliance and Audit Liaison for internal and external audits, examinations, and compliance reviews.
• Lead and coordinate all audit-related projects and remediation efforts.
• Perform first line of defense for operations and compliance quality assurance reviews.
• Maintain and update the Operations Manual and related procedures.
• Identify opportunities for and drive process improvement initiatives across cross-functional teams.

Conocimientos

Communication skills

Project management

Data interpretation

Educación

Bachelor’s degree in Finance, Accounting, Economics, Business, or related field

Herramientas

Orion

Black Diamond

Tamarac

Addepar

APX

Axys

Descripción del empleo

WSFS Bank, Bryn Mawr Trust, a WSFS Company, seeks a Senior Wealth Operations Specialist to oversee portfolio accounting, compliance oversight, audit coordination, and operational controls in an a registered advisory environment. You will liaise with audits and examinations while ensuring data integrity across reporting, billing, and data management systems.

The role emphasizes governance, process improvement, and collaboration with cross-functional teams to maintain accurate performance