Senior US Compliance Leader — Risk & Regulation

Domestic & General

Norwalk (CT)

Hybrid

USD 120,000 - 160,000

Full time

13 days ago

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Job summary

Domestic & General is seeking a Senior US Compliance Manager for a hybrid role based in Norwalk, Connecticut. This 6‑month fixed‑term contract focuses on building a robust US compliance program and aligning activities with the 2nd Line of Defence, reporting to Group Compliance leadership and the US leadership team.

You’ll design risk-based controls, coordinate with regulators, and advise on new products and marketing materials while promoting integrity and accountability across the US business.

Qualifications

  • Bachelor’s degree or equivalent in law, finance, or business.
  • Strong knowledge of U.S. regulatory frameworks and enforcement trends.
  • Proven transformation, leadership and team management experience.

Responsibilities

  • Design and implement a robust and proportionate compliance framework for the US.
  • Develop an operating model with clear roles between 1st and 2nd line.
  • Define and ensure compliance with federal and state regulatory laws.
  • Engage with US regulators on inquiries, examinations and remediation programs.
  • Review policies and tailor controls to US requirements.
  • Provide pragmatic regulatory compliance advice on products and customer journeys.
  • Lead risk assessments and build a US compliance monitoring plan.
  • Implement conflict of interest controls and whistleblowing arrangements.
  • Support delivery of financial crime enhancements and regulatory change processes.
  • Develop US compliance training and report to leadership on risks and trends.

Skills

Regulatory knowledge
Leadership
Stakeholder management

Education

Bachelor’s degree in law/finance/business

Job description

Domestic & General is seeking a Senior US Compliance Manager for a hybrid role based in Norwalk, Connecticut. This 6‑month fixed‑term contract focuses on building a robust US compliance program and aligning activities with the 2nd Line of Defence, reporting to Group Compliance leadership and the US leadership team.

You’ll design risk-based controls, coordinate with regulators, and advise on new products and marketing materials while promoting integrity and accountability across the US business.

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