Senior Tech Lead: Compliance COI & Control Room

SMBC Group; Charlotte (NC); Hybrid; USD 120,000 - 190,000; Full time

Benefits offered by this job

Hybrid work model

Job summary

SMBC Group seeks an experienced Technology Lead to drive the COI, Control Room platform and compliance initiatives. You will collaborate with Compliance, Data, and Tech teams to design and deliver solutions for conflict identification, workflow management, and regulatory compliance across the delivery lifecycle.

The role requires strong COI knowledge, enterprise application delivery, and vendor coordination, with hands-on experience in APIs, data architectures, and cloud technologies.

Qualifications

• 5+ years of experience in Technology Delivery, Business Analysis, Product Ownership, Technology Consulting, or a related field.
• Strong understanding of COI, Control Room, MNPI, Employee Compliance, or related compliance functions.
• Experience delivering enterprise applications, regulatory technology, surveillance, compliance, or risk management solutions.
• Proven ability to manage initiatives from requirements gathering through implementation and production support.
• Strong understanding of system integrations, APIs, data architecture, and cloud-based technologies.

Responsibilities

• Lead the delivery and enhancement of COI, Control Room, and related Compliance Technology solutions.
• Partner with Compliance, Legal, Risk, and business stakeholders to gather requirements and translate regulatory needs into tech solutions.
• Drive initiatives through the full delivery lifecycle: requirements, design, development, testing, implementation, and production rollout.
• Manage vendor and cross-functional delivery teams to ensure successful project execution.
• Define and oversee data sourcing, data quality controls, and operational processes supporting compliance workflows.
• Collaborate with architecture, engineering, and data teams to deliver scalable solutions.
• Monitor project progress, risks, issues, and dependencies; communicate and escalate as needed.
• Support production issue management, release planning, testing, and post-implementation activities.
• Develop and maintain documentation including business requirements and functional specs.

Skills

SQL

Python

Agile

Stakeholder management

Data analysis

Cloud technologies

Education

Bachelor's degree in a related field

Tools

Databricks

Snowflake

Azure

Job description

SMBC Group seeks an experienced Technology Lead to drive the COI, Control Room platform and compliance initiatives. You will collaborate with Compliance, Data, and Tech teams to design and deliver solutions for conflict identification, workflow management, and regulatory compliance across the delivery lifecycle.

The role requires strong COI knowledge, enterprise application delivery, and vendor coordination, with hands-on experience in APIs, data architectures, and cloud technologies.