Senior Securities Counsel & Compliance Leader — Benefits

Yrefy, LLC

Phoenix (AZ)

On-site

USD 180,000 - 320,000

Full time

14 days+

A complete application in a minute

Tailored resume and cover letter, ready to send.

Get past ATS filters

Benefits offered by this job

100% employer-paid medical for family
Tuition reimbursement

Job summary

Yrefy, LLC in Phoenix, AZ seeks a Corporate Securities Officer and General Counsel to ensure compliance with investment regulations. You will oversee securities compliance, review and draft legal documents, and provide training on regulatory changes to staff.

The ideal candidate has experience in securities law and financial regulations, strong organizational skills, and the ability to translate complex rules into actionable policies. This is a full-time on-site role in Phoenix.

Qualifications

  • Experience in securities law and financial regulations
  • Strong organizational skills

Responsibilities

  • Oversee securities compliance in the firm
  • Assist with drafting and reviewing legal documents
  • Conduct training on regulatory changes for staff

Skills

Securities knowledge
Regulatory training

Job description

Yrefy, LLC in Phoenix, AZ seeks a Corporate Securities Officer and General Counsel to ensure compliance with investment regulations. You will oversee securities compliance, review and draft legal documents, and provide training on regulatory changes to staff.

The ideal candidate has experience in securities law and financial regulations, strong organizational skills, and the ability to translate complex rules into actionable policies. This is a full-time on-site role in Phoenix.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Corporate Securities & Compliance Counsel
Corporate Securities & Compliance Counsel

Yrefy, LLC • Phoenix (AZ)

On-site
USD 180,000 - 260,000
Employer-paid medical for families
Tuition reimbursement
Collaborative culture
+1
Senior Securities Counsel & Compliance Leader
Senior Securities Counsel & Compliance Leader

Yrefy, LLC • Phoenix (AZ)

On-site
USD 180,000 - 320,000
100% employer-paid medical for family
Tuition reimbursement
Corporate Securities Officer and General Counsel
Corporate Securities Officer and General Counsel

Yrefy, LLC • Phoenix (AZ)

On-site
USD 180,000 - 260,000
Employer-paid medical for families
Tuition reimbursement
Collaborative culture
+1
Senior Corporate Counsel — Securities Law & Resilience, Yuma
Senior Corporate Counsel — Securities Law & Resilience, Yuma

Citigroup • Yuma (AZ)

On-site
USD 70,000 - 98,000
Compliance Specialist
Compliance Specialist

Yrefy, LLC • Phoenix (AZ)

On-site
USD 55,000 - 105,000
Medical insurance
Vision insurance
401(k)
+5
Corporate Counsel, Securities & Capital Markets
Corporate Counsel, Securities & Capital Markets

Taylor Root • Dallas (TX)

On-site
USD 180,000 - 280,000
Regulatory Counsel: Securities & Markets Compliance
Regulatory Counsel: Securities & Markets Compliance

Susquehanna International • Pennsylvania

On-site
USD 150,000 - 190,000
Investment Compliance Specialist (SEC & RIA)
Investment Compliance Specialist (SEC & RIA)

Blacklock Group • Arizona

On-site
USD 70,000 - 110,000
Senior Corporate Counsel – Securities & Compliance
Senior Corporate Counsel – Securities & Compliance

Accuray • Deming (NM)

On-site
USD 140,000 - 210,000
Senior Legal Counsel, Securities & Global Compliance
Senior Legal Counsel, Securities & Global Compliance

ICONIQ • San Francisco (CA)

Hybrid
USD 180,000 - 210,000
Comprehensive medical, dental, and vision insurance
Life and disability insurance
Matching 401(k) program
+1