Senior Securities Counsel & Compliance Leader

Yrefy, LLC; Phoenix (AZ); On-site; USD 180,000 - 320,000; Full time

Benefits offered by this job

100% employer-paid medical for family

Tuition reimbursement

Job summary

Yrefy, LLC in Phoenix, AZ seeks a Corporate Securities Officer and General Counsel to ensure compliance with investment regulations. You will oversee securities compliance, review and draft legal documents, and provide training on regulatory changes to staff.

The ideal candidate has experience in securities law and financial regulations, strong organizational skills, and the ability to translate complex rules into actionable policies. This is a full-time on-site role in Phoenix.

Qualifications

• Experience in securities law and financial regulations
• Strong organizational skills

Responsibilities

• Oversee securities compliance in the firm
• Assist with drafting and reviewing legal documents
• Conduct training on regulatory changes for staff

Skills

Securities knowledge

Regulatory training

Job description

A leading financial services firm in Phoenix, Arizona is seeking a Corporate Securities Officer and General Counsel to ensure compliance with investment regulations. You will oversee securities compliance, assist with legal documents, and conduct training on regulatory changes. Ideal candidates should have experience in securities law and financial regulations, along with strong organizational skills.

• 100% employer-paid medical for families
• tuition reimbursement