Senior Risk Monitoring Analyst

Financial Industry Regulatory Authority, Inc.; Boston (MA); Hybrid; USD 97,000 - 173,000; Full time

Benefits offered by this job

Health insurance

401(k) with company match

Paid time off

Job summary

FINRA is seeking a mid-level Risk Monitoring professional to conduct ongoing risk assessments of members, under the supervision of a Risk Monitoring Director. The role emphasizes collaboration across departments, mentoring junior staff, and leadership in special projects and technology initiatives.

Applicants should have a Bachelor's in Finance/Accounting/Business, with MBA/JD and relevant certifications preferred.

Qualifications

• Bachelor's Degree in Finance, Accounting, Business or related field(s), or equivalent combination of education and relevant experience required.
• Graduate degree (MBA or JD) and/or relevant industry certification(s) preferred.
• Demonstrated analytical skills and experience in the financial industry, absorbing/regulatory developments and applying them to complex business models.

Responsibilities

• Conduct risk monitoring for member firms, including complex or elevated risk firms under guidance and supervision.
• Collaborate with internal departments to analyze, communicate and make recommendations regarding regulatory intelligence.
• Mentor and coach entry-level risk monitoring staff.
• Lead or participate in special projects and technology initiatives.
• Work as part of a team to monitor and address risks across assigned firms.

Skills

Risk monitoring

Regulatory analysis

Regulatory intelligence

Mentoring

Leadership

Excel

Word

Communication

Team collaboration

Education

Bachelor's degree in Finance/Accounting/Business

MBA or JD preferred

Tools

Microsoft Excel

Microsoft Word

Job description

FINRA is seeking a mid-level Risk Monitoring professional to conduct ongoing risk assessments of members, under the supervision of a Risk Monitoring Director. The role emphasizes collaboration across departments, mentoring junior staff, and leadership in special projects and technology initiatives.

Applicants should have a Bachelor's in Finance/Accounting/Business, with MBA/JD and relevant certifications preferred.