Senior Risk Controls & Automation Lead (Hybrid)

UBS; Raleigh (NC); Hybrid; USD 120,000 - 150,000; Full time

Job summary

UBS Bank USA seeks an Associate Director, BUSA Risk Controls Analyst in Morrisville, NC, offering hybrid work. You will lead control design, documentation and remediation efforts within Global Wealth Management Credit Risk controls, partnering with control owners and governance bodies.

Responsibilities include ensuring compliance with regulatory requirements, driving automation of controls, and delivering reporting to governance forums.

Qualifications

• Bachelor’s degree in Business Administration, Finance, Accounting, Economics, or related field plus 5 years of experience in the job offered or 5 years in related roles.
• Experience with VBA, Power BI, Tableau, Python, SQL and credit risk management at a major financial institution.
• Ability to manage controls, regulatory compliance and automation projects; hybrid work capability.

Responsibilities

• Manage a book of key controls with control owners to ensure timely completion, operating and design effectiveness; maintain process documentation.
• Identify gaps in the operational risk framework and implement improvements, enhancements; structure controls for oversight of policy requirements.
• Ensure regulatory compliance on reviews, approvals, notifications, and responsible parties; maintain outsourcing inventory and service measures.
• Provide management information and reporting updates to governance forums on control performance; sustain control environment for GWMA Credit Risk.
• Lead ad hoc projects related to automation of controls and collaboration with changes, processes and systems teams.
• Hybrid work option available (In-office/remote).

Skills

Regulatory compliance

Controls design

Automation of controls

Education

Bachelor’s degree in Business Administration, Finance, Accounting, Economics, or related field

Tools

VBA (Macros)

Power BI (Dashboards/Reporting)

Tableau

Python

SQL

Credit risk management

Job description

UBS Bank USA seeks an Associate Director, BUSA Risk Controls Analyst in Morrisville, NC, offering hybrid work. You will lead control design, documentation and remediation efforts within Global Wealth Management Credit Risk controls, partnering with control owners and governance bodies.

Responsibilities include ensuring compliance with regulatory requirements, driving automation of controls, and delivering reporting to governance forums.