Senior Regulatory Relations & Compliance Advisor

CLS; New York (NY); Vor Ort; USD 120.000 - 180.000; Vollzeit

Zusammenfassung

CLS is seeking a Level 3 Regulatory Relations specialist within Compliance in New York. The role will counsel business units on regulatory actions, manage reporting to senior management and the board, and support regulatory examinations.

You will coordinate with FRBNY supervisory teams and Regulation HH/Y, and help prepare submissions for internal committees. The candidate will lead in regulatory framework activities, interact with regulators, and contribute to CLS’s strategic regulatory

Qualifikationen

• Bachelor’s degree required.
• Minimum 5 years of experience in compliance / regulatory affairs in financial services.
• Experience communicating with senior management, regulators and industry groups.

Aufgaben

• Counsel business lines on regulatory actions, document submissions and processes.
• Manage reporting to senior management, board and committees; support in regulatory examinations.
• Coordinate with regulatory stakeholders and oversee regulatory reporting activities.
• Develop and prepare document submissions to internal constituencies (Board/Committees).

Kenntnisse

Regulatory compliance

Regulatory reporting

Stakeholder management

Communication skills

Excel

PowerPoint

Project coordination

Financial services knowledge

Ausbildung

Bachelor’s degree

Juris Doctor (JD) optional

Tools

Microsoft Office

Jobbeschreibung

CLS is seeking a Level 3 Regulatory Relations specialist within Compliance in New York. The role will counsel business units on regulatory actions, manage reporting to senior management and the board, and support regulatory examinations.

You will coordinate with FRBNY supervisory teams and Regulation HH/Y, and help prepare submissions for internal committees. The candidate will lead in regulatory framework activities, interact with regulators, and contribute to CLS’s strategic regulatory