Regulatory Relations Analyst - Compliance & Stakeholder Impact

SRI Conference; New York (NY); On-site; USD 70,000 - 98,000; Full time

Job summary

SRI Conference in New York seeks an Analyst for the Office of Regulatory Relations to help protect the firm’s regulatory reputation by managing regulator relationships and driving compliance initiatives.

You will collaborate with stakeholders across the firm, draft clear regulatory materials, monitor laws and policies, and support remediation efforts while delivering timely, accurate work.

Qualifications

• Bachelor's degree required.
• Proficiency with MS PowerPoint, Word and Excel.
• Excellent time management, analytical and communication skills.
• Integrity, motivation, intellectual curiosity and enthusiasm.
• Familiarity with financial products and markets.
• Experience with regulatory or legal matters for financial institutions is a plus.

Responsibilities

• Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm.
• Strongly communicate verbally and in writing, including timely blocking and escalation of blockers.
• Demonstrate resiliency and creativity under pressure and when managing time-sensitive demands.
• Demonstrate strong written and oral communication, as well as analytical abilities.
• Grasp and stay current with relevant laws, rules and policies.
• Be detail-oriented to produce accurate work product.
• Spot and suggest corrective actions for regulatory issues.
• Identify and escalate potential issues to the appropriate people.
• Meet tight deadlines and operate under time constraints.
• Persistently follow up with colleagues to obtain information and record it timely.

Skills

Strong communication

Relationship-building

Analytical skills

Time management

Written communication

Education

Bachelor's degree

Tools

Microsoft PowerPoint

Microsoft Word

Excel

Job description

SRI Conference in New York seeks an Analyst for the Office of Regulatory Relations to help protect the firm’s regulatory reputation by managing regulator relationships and driving compliance initiatives.

You will collaborate with stakeholders across the firm, draft clear regulatory materials, monitor laws and policies, and support remediation efforts while delivering timely, accurate work.