Senior Regulatory Compliance Advisor

Soteria Reinsurance Ltd.; Merrimack (NH); On-site; USD 120,000 - 180,000; Full time

Job summary

Fidelity Investments in Merrimack, NH is seeking a Senior Advisor for Regulatory Management to provide expertise, analysis, and compliance support for regulatory matters. You will assist in managing regulatory exams and inquiries and coordinate across Asset Management Compliance to address a complex regulatory landscape.

The role requires strong knowledge of federal securities laws, excellent communication skills, and the ability to work across teams to implement changes across Fidelity funds.

Qualifications

• 5+ years of compliance, legal, and/or regulatory experience in investment management; or 4+ years in asset management within a law firm.
• Strong knowledge of federal securities laws (SEC, CFTC, NFA) and related regulations.
• Excellent collaboration, communication, and relationship management skills.

Responsibilities

• Provide expertise and guidance on regulatory exams and inquiries.
• Analyze regulatory developments and assess impact on Fidelity funds.
• Coordinate across Asset Management Compliance to provide guidance on regulatory changes.

Skills

Regulatory compliance

Investment management

Regulatory analysis

Written & verbal communication

Education

JD or advanced degree

Job description

Fidelity Investments in Merrimack, NH is seeking a Senior Advisor for Regulatory Management to provide expertise, analysis, and compliance support for regulatory matters. You will assist in managing regulatory exams and inquiries and coordinate across Asset Management Compliance to address a complex regulatory landscape.

The role requires strong knowledge of federal securities laws, excellent communication skills, and the ability to work across teams to implement changes across Fidelity funds.